-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RbI/D1gO4Qt6LQZ4BBiamGvfBFiLGXGJD2HN3r/jUCyJvXkfndn9Dd4vwyDZJBqk NDwY/D3CVVCVgWKP8l545Q== 0001209191-07-022797.txt : 20070405 0001209191-07-022797.hdr.sgml : 20070405 20070405175720 ACCESSION NUMBER: 0001209191-07-022797 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070404 FILED AS OF DATE: 20070405 DATE AS OF CHANGE: 20070405 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASPEN TECHNOLOGY INC /DE/ CENTRAL INDEX KEY: 0000929940 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 042739697 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: TEN CANAL PARK CITY: CAMBRIDGE STATE: MA ZIP: 02141 BUSINESS PHONE: 6179491000 MAIL ADDRESS: STREET 1: TEN CANAL PARK CITY: CAMBRIDGE STATE: MA ZIP: 02141 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ADVENT INTERNATIONAL CORP/MA CENTRAL INDEX KEY: 0001034196 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24786 FILM NUMBER: 07753062 BUSINESS ADDRESS: STREET 1: 75 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6179519400 MAIL ADDRESS: STREET 1: 75 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2007-04-04 0 0000929940 ASPEN TECHNOLOGY INC /DE/ AZPN 0001034196 ADVENT INTERNATIONAL CORP/MA 75 STATE STREET, 29TH FLOOR BOSTON MA 02109 0 0 0 1 Member of group > 10% Common Stock 2007-04-04 4 S 0 180000 13.0916 D 29652336 I see footnote Common Stock 2007-04-05 4 S 0 140000 12.9868 D 29512336 I see footnote These securities are indirectly beneficially owned in the following capacities: as a General Partner of Advent Partners (NA) GPE III Limited Partnership, Advent Partners DMC III Limited Partnership, Advent Partners GPE-III Limited Partnership, Advent Partners GPE-IV Limited Partnership, Advent Partners II Limited Partnership and as a General Partner of Advent International Limited Partnership which in turn is the General Partner of the following entities: Advent Energy II Limited Partnership, Advent PGGM Global Limited Partnership, Digital Media & Communications III Limited Partnership, Digital Media & Communications III-A Limited Partnership, Digital Media & Communications III-B Limited Partnership, Digital Media & Communications III-C Limited Partnership, Digital Media & Communications III-D C.V., Digital Media & Communications III-E C.V., Global Private Equity III Limited Partnership and Global Private Equity IV Limited Partnership. /s/ Jarlyth H. Gibson, Assistant Compliance Officer 2007-04-05 -----END PRIVACY-ENHANCED MESSAGE-----