-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OlD/6bpmyja0V3Zy4D768ZdHqkzpUfLh4pD8m9pSVYTkpft9HR+wQ2G2Zuvm4+MK 0Fm9cqAdYwu+H0LqgznytQ== 0001209191-06-066715.txt : 20061222 0001209191-06-066715.hdr.sgml : 20061222 20061222141414 ACCESSION NUMBER: 0001209191-06-066715 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061220 FILED AS OF DATE: 20061222 DATE AS OF CHANGE: 20061222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASPEN TECHNOLOGY INC /DE/ CENTRAL INDEX KEY: 0000929940 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 042739697 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: TEN CANAL PARK CITY: CAMBRIDGE STATE: MA ZIP: 02141 BUSINESS PHONE: 6179491000 MAIL ADDRESS: STREET 1: TEN CANAL PARK CITY: CAMBRIDGE STATE: MA ZIP: 02141 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GLOBAL PRIVATE EQUITY III LIMITED PARTNERSHIP CENTRAL INDEX KEY: 0001197502 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24786 FILM NUMBER: 061296489 MAIL ADDRESS: STREET 1: C/O ADVENT INTERNATIONAL CORP STREET 2: 75 STATE ST 29TH FLOOR CITY: BOSTON STATE: MA ZIP: 02104 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2006-12-20 0 0000929940 ASPEN TECHNOLOGY INC /DE/ AZPN 0001197502 GLOBAL PRIVATE EQUITY III LIMITED PARTNERSHIP C/O ADVENT INTERNATIONAL CORPORATION 75 STATE STREET, 29TH FLOOR BOSTON MA 02109 0 0 0 1 Member of group > 10% Common Stock 2006-12-20 4 C 0 3784200 3.33 A 4409908 D Series D-1 Convertible Preferred Stock 3.33 2006-12-20 4 C 0 37842 0.00 D common stock 3784200 0 D Each of the Series D-1 shares is convertible into a number of shares of common stock equal to its stated value of $333.00 per share (subject to adjustment) divided by the conversion price of $3.33 per share (subject to adjustment). Shares may be converted into common stock at any time and on a perpetual basis. /s/ Jarlyth H. Gibson, Assistant Compliance Officer 2006-12-20 -----END PRIVACY-ENHANCED MESSAGE-----