-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DFsLI1ZmDSDauI5+znwfElTMse1KMxDElEadCrPFW2GpId8yX0B5dD3D8/6wK6oS DXDAze0O9Be6ZdKyrPNDDw== 0001209191-06-041887.txt : 20060720 0001209191-06-041887.hdr.sgml : 20060720 20060720164922 ACCESSION NUMBER: 0001209191-06-041887 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060713 FILED AS OF DATE: 20060720 DATE AS OF CHANGE: 20060720 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASPEN TECHNOLOGY INC /DE/ CENTRAL INDEX KEY: 0000929940 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 042739697 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: TEN CANAL PARK CITY: CAMBRIDGE STATE: MA ZIP: 02141 BUSINESS PHONE: 6179491000 MAIL ADDRESS: STREET 1: TEN CANAL PARK CITY: CAMBRIDGE STATE: MA ZIP: 02141 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ADVENT INTERNATIONAL LIMITED PARTNERSHIP CENTRAL INDEX KEY: 0001197534 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-24786 FILM NUMBER: 06972178 MAIL ADDRESS: STREET 1: C/O ADVENT INTERNATIONAL CORP STREET 2: 75 STATE ST 29TH FLOOR CITY: BOSTON STATE: MA ZIP: 02104 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0202 4/A 2006-07-13 2006-07-17 0 0000929940 ASPEN TECHNOLOGY INC /DE/ AZPN 0001197534 ADVENT INTERNATIONAL LIMITED PARTNERSHIP C/O ADVENT INTERNATIONAL CORPORATION 75 STATE STREET, 29TH FLOOR BOSTON MA 02109 0 0 0 1 Member of group > 10% Common Stock 2006-07-13 4 X 0 5894705 3.33 A 5894705 I see footnote Common Stock 2006-07-13 4 X 0 1606336 3.33 D 4386511 I see footnote Warrants to purchase common stock 3.33 2006-07-13 4 X 0 5894705 0.00 D 2003-08-14 2010-08-14 Common Stock 5894705 0 I see footnote These securities are indirectly beneficially owned as General Partner of the following entities: Advent Energy II Limited Partnership, Advent PGGM Global Limited Partnership, Digital Media & Communications III Limited Partnership, Digital Media & Communications III-A Limited Partnership, Digital Media & Communications III-B Limited Partnership, Digital Media & Communications III-C Limited Partnership, Digital Media & Communications III-D C.V., Digital Media & Communications III-E C.V., Global Private Equity III Limited Partnership and Global Private Equity IV Limited Partnership. Original Form 4 incorrectly stated the ownership as direct ownership. Updated to include shares of Common Stock previously owned as a result of the conversion of Preferred Stock to Common Stock. /s/ Jarlyth H. Gibson, Assistant Compliance Officer 2006-07-20 -----END PRIVACY-ENHANCED MESSAGE-----