-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WrR7T2HyCqEQBgzxviyVW/p8SvDxLlR2JS0nx8JFIO2jRGhOQ4pClirWnrC1d/i0 OQtmEhn83adR3+nRt1MNQA== 0001209191-03-017685.txt : 20030818 0001209191-03-017685.hdr.sgml : 20030818 20030818171349 ACCESSION NUMBER: 0001209191-03-017685 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030814 FILED AS OF DATE: 20030818 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASPEN TECHNOLOGY INC /DE/ CENTRAL INDEX KEY: 0000929940 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 042739697 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: TEN CANAL PARK CITY: CAMBRIDGE STATE: MA ZIP: 02141 BUSINESS PHONE: 6179491000 MAIL ADDRESS: STREET 1: TEN CANAL PARK CITY: CAMBRIDGE STATE: MA ZIP: 02141 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GLOBAL PRIVATE EQUITY IV LIMITED PARTNERSHIP CENTRAL INDEX KEY: 0001132781 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24786 FILM NUMBER: 03853760 BUSINESS ADDRESS: STREET 1: C/O ADVENT INTERNATIONAL LIMITED PARTNER STREET 2: 75 STATE STREET CITY: BOSTON STATE: MA ZIP: 02190 BUSINESS PHONE: 6179519400 MAIL ADDRESS: STREET 1: STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 3 1 bob47504gy.xml MAIN DOCUMENT DESCRIPTION X0201 32003-08-1400000929940ASPEN TECHNOLOGY INC /DE/ AZPN0001132781GLOBAL PRIVATE EQUITY IV LIMITED PARTNERSHIPC/O ADVENT INTERNATIONAL CORPORATION75 STATE STREET, 29TH FLBOSTONMA021090001Member of group that>1 0% ownerSeries D-1 Convertible Preferred Stock02003-08-141988-08-08common stock14679500DWarrant to purchase common stock3.332003-08-142010-08-14< /expirationDate>common stock2935904DEach of the series D-1 shares is convertible into a number of shares equal to its stated value of $333.00 per share (subject to adjustment) divided by the conversion price of $3.33 per share (subject to adjustment).Each of the series D-1 shares is convertible into a number of shares equal to its stated value of $333.00 per share (subject to adjustment) divided by the conversion price of $3.33 per share (subject to adjustment).Shares may be converted into common stock on a perpetual basis./s/ Janet L. Hennessy, Vice Preside nt2003-08-14 -----END PRIVACY-ENHANCED MESSAGE-----