-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BcDUxcfzk0L8Lw1hXt+epTpd+T1lklOnIGwrVGpi5ZeIHUcHwQo0l1dDd5vC2+WD k45rprdQhj7t4SJliQtLug== 0001209191-03-017663.txt : 20030818 0001209191-03-017663.hdr.sgml : 20030818 20030818165313 ACCESSION NUMBER: 0001209191-03-017663 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030814 FILED AS OF DATE: 20030818 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASPEN TECHNOLOGY INC /DE/ CENTRAL INDEX KEY: 0000929940 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 042739697 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: TEN CANAL PARK CITY: CAMBRIDGE STATE: MA ZIP: 02141 BUSINESS PHONE: 6179491000 MAIL ADDRESS: STREET 1: TEN CANAL PARK CITY: CAMBRIDGE STATE: MA ZIP: 02141 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ADVENT INTERNATIONAL CORP/MA CENTRAL INDEX KEY: 0001034196 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24786 FILM NUMBER: 03853610 BUSINESS ADDRESS: STREET 1: 75 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6179519400 MAIL ADDRESS: STREET 1: 75 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 3 1 b47504a1.xml MAIN DOCUMENT DESCRIPTION X0201 32003-08-1400000929940ASPEN TECHNOLOGY INC /DE/ AZPN0001034196ADVENT INTERNATIONAL CORP/MA75 STATE STREET, 29TH FLBOSTONMA021090001Member of group that>10% ownerSeries D-1 Convertible Preferred Stock02003-08-141988-08-08common stock30030000Isee footnotes 4 and 5Warrant to purchase common stock3.332003-08-142010-08-14common stock6006006Isee footnotes 4 and 5Each of the Series D-1 shares is convertible into a number of shares of common stock equal to its stated value of $333.00 per share (subject to adjustment) divided by the conversion price of $3.33 per share (subject to adjustment).Each of the Series D-1 shares is convertible into a number of shares of common stock equal to its stated value of $333.00 per share (subject to adjust ment) divided by the conversion price of $3.33 per share (subject to adjustment).Shares may be converted into common stock on a perpetual basis.These securities are indirectly beneficially owned in the following capacities: as General Partner of Advent Partners II Limited Partnership, Advent Partners GPE-III Limited Partnership, Advent Partners (NA) GPE-III Limited Partnership, Advent Partners DMC-III Limited Partnership, and Advent Partners GPE-IV Limited Partnershipand as General Partner of Advent International Limited Partnership, which in turn is General Partner of the following entities: Advent Energy II Limited Partnership, Advent PGGM Global Limited Partnership, Digital Media & Communications III Limited Partnership, Digital Media & Communications III-A Limited Partnership, Digital Media & Communications III-B Limited Partnership, Digital Media & Communications III-C Limited Partnership, Digital Med ia & Communications III-D C.V., Digital Media & Communications III-E C.V., Global Private Equity III Limited Partnership, and Global Private Equity IV Limited PartnershipThe Reporting Person disclaims beneficial ownership of such shares because the reporting person's indirect pecuniary interest is subject to indeterminable future events./s/ Janet L. Hennessy, Vice President2003-08-14 -----END PRIVACY-ENHANCED MESSAGE-----