-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, N0IWC3IlX8EaL268zi76srvdgUALrPsK1dMzo5k6VlpNC4B3ioyRyLG1J6cxIe/s j6fKGWuBcChghsNCzuHtqQ== 0001209191-03-017647.txt : 20030818 0001209191-03-017647.hdr.sgml : 20030818 20030818163352 ACCESSION NUMBER: 0001209191-03-017647 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030814 FILED AS OF DATE: 20030818 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KINGSLEY DOUGLAS A CENTRAL INDEX KEY: 0001197537 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24786 FILM NUMBER: 03853467 MAIL ADDRESS: STREET 1: C/O ADVENT INTERNATIONAL CORP STREET 2: 75 STATE ST 29TH FLOOR CITY: BOSTON STATE: MA ZIP: 02104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASPEN TECHNOLOGY INC /DE/ CENTRAL INDEX KEY: 0000929940 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 042739697 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: TEN CANAL PARK CITY: CAMBRIDGE STATE: MA ZIP: 02141 BUSINESS PHONE: 6179491000 MAIL ADDRESS: STREET 1: TEN CANAL PARK CITY: CAMBRIDGE STATE: MA ZIP: 02141 3 1 b47504dz.xml MAIN DOCUMENT DESCRIPTION X0201 32003-08-1400000929940ASPEN TECHNOLOGY INC /DE/ AZPN0001197537KINGSLEY DOUGLAS AC/O ADVENT INTERNATIONAL CORPORATION75 STATE STREET, 29TH FLOORBOSTONMA021091000Series D-1 Convertible Preferred Stock02003-08-141988-08-08common stock44000.ISee footnote 4.Warrants to purchase common stock3.332003-08-142010-08- 14common stock8790.ISee footnote 4.Each of the series D-1 shares is convertible into a number of shares of common stock equal to its stated value of $333.00 per share (subject to adjustment) divided by the conversion price of $3.33 per share (subject to adjustment).Each of the series D-1 shares is convertible into a number of shares of common stock equal to its stated value of $333.00 per share (subject to adjustment) divided by the conversion price of $3.33 per share (subject to adjustment).Shares may be conver ted into common stock on a perpetual basis.Shares are indirectly beneficially owned as a limited partner of Advent Partners II, Advent Partners DMC-III, Advent Partners GPE-III & Advent Partners(NA)GPE-III Limited Partnerships./s/ Janet L. Hennessy, Attorney-in-Fact2003-08-14 -----END PRIVACY-ENHANCED MESSAGE-----