0001127602-21-027024.txt : 20211013 0001127602-21-027024.hdr.sgml : 20211013 20211013162027 ACCESSION NUMBER: 0001127602-21-027024 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211010 FILED AS OF DATE: 20211013 DATE AS OF CHANGE: 20211013 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hammond F G CENTRAL INDEX KEY: 0001332920 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34630 FILM NUMBER: 211321406 MAIL ADDRESS: STREET 1: C/O ASPEN TECHNOLOGY, INC. STREET 2: 10 CANAL PARK CITY: CAMBRIDGE STATE: MA ZIP: 02141 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASPEN TECHNOLOGY INC /DE/ CENTRAL INDEX KEY: 0000929940 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 042739697 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 20 CROSBY DRIVE CITY: BEDFORD STATE: MA ZIP: 01730 BUSINESS PHONE: 781-221-4302 MAIL ADDRESS: STREET 1: 20 CROSBY DRIVE CITY: BEDFORD STATE: MA ZIP: 01730 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2021-10-10 0000929940 ASPEN TECHNOLOGY INC /DE/ AZPN 0001332920 Hammond F G C/O ASPEN TECHNOLOGY, INC. 20 CROSBY DRIVE BEDFORD MA 01730 1 Senior VP & General Counsel Common Stock 2021-10-10 4 A 0 3974 0 A 30092 D Each Restricted Stock Unit represents a contingent right to receive one share of Aspen Technology, Inc. common stock. Vesting of these Restricted Stock Units is subject to the Closing under the Transaction Agreement and Plan of Merger dated as of October 10, 2021 by and among the Company, Emerson Electric Co., a Missouri corporation ("Emerson"), EMR Worldwide Inc., a Delaware corporation, Emersub CX, Inc., a Delaware corporation and Emersub CXI, Inc., a Delaware corporation. Twenty-five percent of the Restricted Stock Units shall vest upon the Closing and seventy-five percent of the Restricted Stock Units shall vest on the first day of the 18th month following the month in which the Closing occurs. The Restricted Stock Units were received as a grant for no consideration. /s/ F. G. Hammond 2021-10-13