0001127602-21-021925.txt : 20210714
0001127602-21-021925.hdr.sgml : 20210714
20210714162148
ACCESSION NUMBER: 0001127602-21-021925
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210712
FILED AS OF DATE: 20210714
DATE AS OF CHANGE: 20210714
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hammond F G
CENTRAL INDEX KEY: 0001332920
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34630
FILM NUMBER: 211090437
MAIL ADDRESS:
STREET 1: C/O ASPEN TECHNOLOGY, INC.
STREET 2: 10 CANAL PARK
CITY: CAMBRIDGE
STATE: MA
ZIP: 02141
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ASPEN TECHNOLOGY INC /DE/
CENTRAL INDEX KEY: 0000929940
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371]
IRS NUMBER: 042739697
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 20 CROSBY DRIVE
CITY: BEDFORD
STATE: MA
ZIP: 01730
BUSINESS PHONE: 781-221-4302
MAIL ADDRESS:
STREET 1: 20 CROSBY DRIVE
CITY: BEDFORD
STATE: MA
ZIP: 01730
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2021-07-12
0000929940
ASPEN TECHNOLOGY INC /DE/
AZPN
0001332920
Hammond F G
C/O ASPEN TECHNOLOGY, INC.
20 CROSBY DRIVE
BEDFORD
MA
01730
1
Senior VP & General Counsel
Common Stock
2021-07-12
4
M
0
597
44.38
A
26201
D
Common Stock
2021-07-12
4
M
0
3440
45.46
A
29641
D
Common Stock
2021-07-12
4
M
0
9599
63.25
A
39240
D
Common Stock
2021-07-12
4
S
0
11571
143.53
D
27669
D
Common Stock
2021-07-12
4
S
0
1315
144.32
D
26354
D
Common Stock
2021-07-12
4
S
0
750
145.60
D
25604
D
Common Stock
2021-07-12
4
S
0
100
145.81
D
25504
D
Employee Stock Option (Right to Buy)
44.38
2021-07-12
4
M
0
597
0
D
2025-08-02
Common Stock
597
0
D
Employee Stock Option (Right to Buy)
45.46
2021-07-12
4
M
0
3440
0
D
2026-08-31
Common Stock
3440
0
D
Employee Stock Option (Right to Buy)
63.25
2021-07-12
4
M
0
9599
0
D
2027-08-31
Common Stock
9599
0
D
The options exercised and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 25, 2021.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $143.19 to $144.18, inclusive. The reporting person undertakes to provide to Aspen Technology, Inc., any security holder of Aspen Technology, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the applicable range set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $144.23 to $144.46, inclusive. The reporting person undertakes to provide to Aspen Technology, Inc., any security holder of Aspen Technology, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the applicable range set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $145.42 to $146.22, inclusive. The reporting person undertakes to provide to Aspen Technology, Inc., any security holder of Aspen Technology, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the applicable range set forth in this footnote.
The option granted at the exercise price of $44.38 vested in 16 equal consecutive quarterly installments on the last business day of each quarter, beginning on September 30, 2015.
The option granted at the exercise price of $45.46 vested in 16 equal consecutive quarterly installments on the last business day of each quarter, beginning on September 30, 2016.
The option granted at the exercise price of $63.25 vested in 16 equal consecutive quarterly installments on the last business day of each quarter, beginning on September 30, 2017.
/s/ F. G. Hammond
2021-07-14