0001127602-20-017543.txt : 20200521
0001127602-20-017543.hdr.sgml : 20200521
20200521161813
ACCESSION NUMBER: 0001127602-20-017543
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200520
FILED AS OF DATE: 20200521
DATE AS OF CHANGE: 20200521
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Johnsen Karl E
CENTRAL INDEX KEY: 0001560263
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34630
FILM NUMBER: 20902085
MAIL ADDRESS:
STREET 1: 20 CROSBY DRIVE
CITY: BEDFORD
STATE: MA
ZIP: 01730
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ASPEN TECHNOLOGY INC /DE/
CENTRAL INDEX KEY: 0000929940
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371]
IRS NUMBER: 042739697
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 20 CROSBY DRIVE
CITY: BEDFORD
STATE: MA
ZIP: 01730
BUSINESS PHONE: 781-221-4302
MAIL ADDRESS:
STREET 1: 20 CROSBY DRIVE
CITY: BEDFORD
STATE: MA
ZIP: 01730
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2020-05-20
0000929940
ASPEN TECHNOLOGY INC /DE/
AZPN
0001560263
Johnsen Karl E
C/O ASPEN TECHNOLOGY, INC.
20 CROSBY DRIVE
BEDFORD
MA
01730
1
Senior Vice President and CFO
Common Stock
2020-05-20
4
M
0
11456
45.46
A
33770
D
Common Stock
2020-05-20
4
M
0
12616
63.25
A
46386
D
Common Stock
2020-05-20
4
M
0
4374
37.91
A
50760
D
Common Stock
2020-05-20
4
S
0
29692
95.07
D
21068
D
Employee Stock Option (Right to Buy)
45.46
2020-05-20
4
M
0
11456
0
D
2026-08-31
Common Stock
11456
2866
D
Employee Stock Option (Right to Buy)
63.25
2020-05-20
4
M
0
12616
0
D
2027-08-31
Common Stock
12616
5735
D
Employee Stock Option (Right to Buy)
37.91
2020-05-20
4
M
0
4374
0
D
2025-09-30
Common Stock
4374
7265
D
The option granted at the exercise price of $45.46 vests in 16 equal consecutive quarterly installments on the last business day of the quarter, beginning on September 30, 2016.
The option granted at the exercise price of $63.25 vests in 16 consecutive equal quarterly installments on the last business day of the quarter, beginning on September 29, 2017.
The option granted at the exercise price of $37.91 vests in 16 equal consecutive quarterly installments on the last business day of the quarter, beginning on December 31, 2015.
The price reported in Column 4 is a weighted average price. These shares were sold in several transactions at prices ranging from $94.81 to $95.50, inclusive. The reporting person undertakes to provide to Aspen Technology, Inc., any security holder of Aspen Technology, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
/s/ F. G. Hammond, attorney-in-fact for Mr. Johnsen
2020-05-21