0001127602-20-017543.txt : 20200521 0001127602-20-017543.hdr.sgml : 20200521 20200521161813 ACCESSION NUMBER: 0001127602-20-017543 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200520 FILED AS OF DATE: 20200521 DATE AS OF CHANGE: 20200521 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Johnsen Karl E CENTRAL INDEX KEY: 0001560263 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34630 FILM NUMBER: 20902085 MAIL ADDRESS: STREET 1: 20 CROSBY DRIVE CITY: BEDFORD STATE: MA ZIP: 01730 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASPEN TECHNOLOGY INC /DE/ CENTRAL INDEX KEY: 0000929940 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 042739697 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 20 CROSBY DRIVE CITY: BEDFORD STATE: MA ZIP: 01730 BUSINESS PHONE: 781-221-4302 MAIL ADDRESS: STREET 1: 20 CROSBY DRIVE CITY: BEDFORD STATE: MA ZIP: 01730 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2020-05-20 0000929940 ASPEN TECHNOLOGY INC /DE/ AZPN 0001560263 Johnsen Karl E C/O ASPEN TECHNOLOGY, INC. 20 CROSBY DRIVE BEDFORD MA 01730 1 Senior Vice President and CFO Common Stock 2020-05-20 4 M 0 11456 45.46 A 33770 D Common Stock 2020-05-20 4 M 0 12616 63.25 A 46386 D Common Stock 2020-05-20 4 M 0 4374 37.91 A 50760 D Common Stock 2020-05-20 4 S 0 29692 95.07 D 21068 D Employee Stock Option (Right to Buy) 45.46 2020-05-20 4 M 0 11456 0 D 2026-08-31 Common Stock 11456 2866 D Employee Stock Option (Right to Buy) 63.25 2020-05-20 4 M 0 12616 0 D 2027-08-31 Common Stock 12616 5735 D Employee Stock Option (Right to Buy) 37.91 2020-05-20 4 M 0 4374 0 D 2025-09-30 Common Stock 4374 7265 D The option granted at the exercise price of $45.46 vests in 16 equal consecutive quarterly installments on the last business day of the quarter, beginning on September 30, 2016. The option granted at the exercise price of $63.25 vests in 16 consecutive equal quarterly installments on the last business day of the quarter, beginning on September 29, 2017. The option granted at the exercise price of $37.91 vests in 16 equal consecutive quarterly installments on the last business day of the quarter, beginning on December 31, 2015. The price reported in Column 4 is a weighted average price. These shares were sold in several transactions at prices ranging from $94.81 to $95.50, inclusive. The reporting person undertakes to provide to Aspen Technology, Inc., any security holder of Aspen Technology, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. /s/ F. G. Hammond, attorney-in-fact for Mr. Johnsen 2020-05-21