0001127602-14-026650.txt : 20140827 0001127602-14-026650.hdr.sgml : 20140827 20140827174613 ACCESSION NUMBER: 0001127602-14-026650 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140826 FILED AS OF DATE: 20140827 DATE AS OF CHANGE: 20140827 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASPEN TECHNOLOGY INC /DE/ CENTRAL INDEX KEY: 0000929940 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 042739697 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 200 WHEELER ROAD CITY: BURLINGTON STATE: MA ZIP: 01803 BUSINESS PHONE: 6179491000 MAIL ADDRESS: STREET 1: 200 WHEELER ROAD CITY: BURLINGTON STATE: MA ZIP: 01803 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCARDLE JOAN C CENTRAL INDEX KEY: 0001251386 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34630 FILM NUMBER: 141069291 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2014-08-26 0000929940 ASPEN TECHNOLOGY INC /DE/ AZPN 0001251386 MCARDLE JOAN C C/O ASPEN TECHNOLOGY, INC. 200 WHEELER ROAD BURLINGTON MA 01803 1 Common Stock 2014-08-26 4 M 0 3000 7.06 A 27106 D Common Stock 2014-08-26 4 S 0 2500 42.54 D 24606 D Common Stock 2014-08-26 4 S 0 500 42.544 D 24106 D Common Stock 30000 I By Employer Director Stock Option (Right to Buy) 7.06 2014-08-26 4 M 0 3000 0 D 2004-09-30 2014-09-29 Common Stock 3000 0 D These securities are held by Massachusetts Capital Resource Company. The reporting person serves as a senior vice president of Massachusetts Capital Resource Company, and may be deemed to have shared voting power over these securities. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. The option granted at the exercise price of $7.06, representing a right to purchase 3,000 shares, was fully vested on the date of grant. /s/ F.G. Hammond, attorney-in-fact for Ms. McArdle 2014-08-27