0001127602-14-019241.txt : 20140530 0001127602-14-019241.hdr.sgml : 20140530 20140530170652 ACCESSION NUMBER: 0001127602-14-019241 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140528 FILED AS OF DATE: 20140530 DATE AS OF CHANGE: 20140530 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASPEN TECHNOLOGY INC /DE/ CENTRAL INDEX KEY: 0000929940 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 042739697 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 200 WHEELER ROAD CITY: BURLINGTON STATE: MA ZIP: 01803 BUSINESS PHONE: 6179491000 MAIL ADDRESS: STREET 1: 200 WHEELER ROAD CITY: BURLINGTON STATE: MA ZIP: 01803 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hammond F G CENTRAL INDEX KEY: 0001332920 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34630 FILM NUMBER: 14881205 MAIL ADDRESS: STREET 1: C/O ASPEN TECHNOLOGY, INC. STREET 2: 10 CANAL PARK CITY: CAMBRIDGE STATE: MA ZIP: 02141 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2014-05-28 0000929940 ASPEN TECHNOLOGY INC /DE/ AZPN 0001332920 Hammond F G ASPEN TECHNOLOGY, INC. 200 WHEELER ROAD BURLINGTON MA 01803 1 SVP & General Counsel Common Stock 2014-05-28 4 M 0 1289 10.93 A 38487 D Common Stock 2014-05-28 4 M 0 648 23.38 A 39135 D Common Stock 2014-05-28 4 M 0 977 15.50 A 35297 D Common Stock 2014-05-28 4 S 0 5792 44.00 D 34320 D Employee Stock Option (Right to Buy) 10.93 2014-05-28 4 M 0 1289 0 D 2017-08-01 Common Stock 1289 1290 D Employee Stock Option (Right to Buy) 23.38 2014-05-28 4 M 0 648 0 D 2022-07-31 Common Stock 648 5827 D Employee Stock Option (Right to Buy) 15.50 2014-05-28 4 M 0 977 0 D 2021-07-31 Common Stock 977 4883 D The option granted at the exercise price of $10.93, representing a right to purchase 20,625 shares, becomes exercisable in 16 equal consecutive quarterly installments on the last business day of each quarter, beginning on September 30, 2010. The option granted at an exercise price of $23.38, representing a right to purchase 10,359 shares, becomes exercisable in 16 equal consecutive quarterly installments on the last business day of each quarter, beginning on September 28, 2012. The option granted at the exercise price of $15.50, representing a right to purchase 15,625 shares, becomes exercisable in 16 equal consecutive quarterly installments on the last business day of each quarter, beginning on September 30, 2011. /s/ F.G. Hammond 2014-05-30