0001127602-14-019036.txt : 20140528 0001127602-14-019036.hdr.sgml : 20140528 20140528170711 ACCESSION NUMBER: 0001127602-14-019036 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140523 FILED AS OF DATE: 20140528 DATE AS OF CHANGE: 20140528 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASPEN TECHNOLOGY INC /DE/ CENTRAL INDEX KEY: 0000929940 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 042739697 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 200 WHEELER ROAD CITY: BURLINGTON STATE: MA ZIP: 01803 BUSINESS PHONE: 6179491000 MAIL ADDRESS: STREET 1: 200 WHEELER ROAD CITY: BURLINGTON STATE: MA ZIP: 01803 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sullivan Mark P. CENTRAL INDEX KEY: 0001467828 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34630 FILM NUMBER: 14873479 MAIL ADDRESS: STREET 1: C/O ASPEN TECHNOLOGY, INC. STREET 2: 200 WHEELER ROAD CITY: BURLINGTON STATE: MA ZIP: 01803 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2014-05-23 0000929940 ASPEN TECHNOLOGY INC /DE/ AZPN 0001467828 Sullivan Mark P. ASPEN TECHNOLOGY, INC. 200 WHEELER ROAD BURLINGTON MA 01803 1 EVP & CFO Common Stock 2014-05-23 4 M 0 3094 10.93 A 94576 D Common Stock 2014-05-23 4 M 0 2344 15.50 A 96920 D Common Stock 2014-05-23 4 M 0 1712 23.38 A 98632 D Common Stock 2014-05-23 4 M 0 1596 32.54 A 100228 D Common Stock 2014-05-23 4 S 0 8746 44.00 D 91482 D Common Stock 2014-05-27 4 S 0 3800 45.01 D 87682 D Employee Stock Option (Right to Buy) 10.93 2014-05-23 4 M 0 3094 0 D 2017-08-01 Common Stock 3094 3094 D Employee Stock Option (Right to Buy) 15.50 2014-05-23 4 M 0 2344 0 D 2021-07-31 Common Stock 2344 11719 D Employee Stock Option (Right to Buy) 23.38 2014-05-23 4 M 0 1712 0 D 2022-07-31 Common Stock 1712 15414 D Employee Stock Option (Right to Buy) 32.54 2014-05-23 4 M 0 1596 0 D 2023-07-31 Common Stock 1596 20757 D The option granted at the exercise price of $10.93, representing a right to purchase 49,500 shares, becomes exercisable in 16 equal consecutive quarterly installments on the last business day of each quarter beginning on September 30, 2010. The option granted at the exercise price of $15.50, representing a right to purchase 37,500 shares, becomes exercisable in16 equal consecutive quarterly installments on the last business day of each quarter, beginning September 30, 2011. The option granted at the exercise price of $23.38, representing a right to purchase 27,401 shares, becomes exercisable in 16 equal consecutive quarterly installments on the last business day of each quarter, beginning on September 28, 2012. The option, granted at an exercise price of $32.54, representing a right to purchase 25,546 shares, becomes exercisable in 16 equal consecutive quarterly installments on the last business day of the quarter beginning on September 30, 2013. /s/ F.G. Hammond, attorney-in-fact for Mr. Sullivan 2014-05-28