0001127602-14-019036.txt : 20140528
0001127602-14-019036.hdr.sgml : 20140528
20140528170711
ACCESSION NUMBER: 0001127602-14-019036
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140523
FILED AS OF DATE: 20140528
DATE AS OF CHANGE: 20140528
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ASPEN TECHNOLOGY INC /DE/
CENTRAL INDEX KEY: 0000929940
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371]
IRS NUMBER: 042739697
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 200 WHEELER ROAD
CITY: BURLINGTON
STATE: MA
ZIP: 01803
BUSINESS PHONE: 6179491000
MAIL ADDRESS:
STREET 1: 200 WHEELER ROAD
CITY: BURLINGTON
STATE: MA
ZIP: 01803
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sullivan Mark P.
CENTRAL INDEX KEY: 0001467828
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34630
FILM NUMBER: 14873479
MAIL ADDRESS:
STREET 1: C/O ASPEN TECHNOLOGY, INC.
STREET 2: 200 WHEELER ROAD
CITY: BURLINGTON
STATE: MA
ZIP: 01803
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2014-05-23
0000929940
ASPEN TECHNOLOGY INC /DE/
AZPN
0001467828
Sullivan Mark P.
ASPEN TECHNOLOGY, INC.
200 WHEELER ROAD
BURLINGTON
MA
01803
1
EVP & CFO
Common Stock
2014-05-23
4
M
0
3094
10.93
A
94576
D
Common Stock
2014-05-23
4
M
0
2344
15.50
A
96920
D
Common Stock
2014-05-23
4
M
0
1712
23.38
A
98632
D
Common Stock
2014-05-23
4
M
0
1596
32.54
A
100228
D
Common Stock
2014-05-23
4
S
0
8746
44.00
D
91482
D
Common Stock
2014-05-27
4
S
0
3800
45.01
D
87682
D
Employee Stock Option (Right to Buy)
10.93
2014-05-23
4
M
0
3094
0
D
2017-08-01
Common Stock
3094
3094
D
Employee Stock Option (Right to Buy)
15.50
2014-05-23
4
M
0
2344
0
D
2021-07-31
Common Stock
2344
11719
D
Employee Stock Option (Right to Buy)
23.38
2014-05-23
4
M
0
1712
0
D
2022-07-31
Common Stock
1712
15414
D
Employee Stock Option (Right to Buy)
32.54
2014-05-23
4
M
0
1596
0
D
2023-07-31
Common Stock
1596
20757
D
The option granted at the exercise price of $10.93, representing a right to purchase 49,500 shares, becomes exercisable in 16 equal consecutive quarterly installments on the last business day of each quarter beginning on September 30, 2010.
The option granted at the exercise price of $15.50, representing a right to purchase 37,500 shares, becomes exercisable in16 equal consecutive quarterly installments on the last business day of each quarter, beginning September 30, 2011.
The option granted at the exercise price of $23.38, representing a right to purchase 27,401 shares, becomes exercisable in 16 equal consecutive quarterly installments on the last business day of each quarter, beginning on September 28, 2012.
The option, granted at an exercise price of $32.54, representing a right to purchase 25,546 shares, becomes exercisable in 16 equal consecutive quarterly installments on the last business day of the quarter beginning on September 30, 2013.
/s/ F.G. Hammond, attorney-in-fact for Mr. Sullivan
2014-05-28