0001127602-14-018471.txt : 20140522
0001127602-14-018471.hdr.sgml : 20140522
20140522163609
ACCESSION NUMBER: 0001127602-14-018471
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140520
FILED AS OF DATE: 20140522
DATE AS OF CHANGE: 20140522
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ASPEN TECHNOLOGY INC /DE/
CENTRAL INDEX KEY: 0000929940
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371]
IRS NUMBER: 042739697
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 200 WHEELER ROAD
CITY: BURLINGTON
STATE: MA
ZIP: 01803
BUSINESS PHONE: 6179491000
MAIL ADDRESS:
STREET 1: 200 WHEELER ROAD
CITY: BURLINGTON
STATE: MA
ZIP: 01803
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HAROIAN GARY E
CENTRAL INDEX KEY: 0001239799
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34630
FILM NUMBER: 14864178
MAIL ADDRESS:
STREET 1: C/O NETWORKENGINES
STREET 2: 25 DAN ROAD
CITY: CANTON
STATE: MA
ZIP: 02021-2817
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2014-05-20
0000929940
ASPEN TECHNOLOGY INC /DE/
AZPN
0001239799
HAROIAN GARY E
ASPEN TECHNOLOGY, INC.
200 WHEELER ROAD
BURLINGTON
MA
01803
1
Common Stock
2014-05-20
4
M
0
3000
5.73
A
8855
D
Common Stock
2014-05-20
4
M
0
3000
5.56
A
11855
D
Common Stock
2014-05-20
4
M
0
3000
5.34
A
14855
D
Common Stock
2014-05-20
4
S
0
9000
43.6519
D
5855
D
Director Stock Option (Right to Buy)
5.73
2014-05-20
4
M
0
3000
0
D
2005-03-21
2015-03-21
Common Stock
3000
0
D
Director Stock Option (Right to Buy)
5.56
2014-05-20
4
M
0
3000
0
D
2005-03-31
2015-03-31
Common Stock
3000
0
D
Director Stock Option (Right to Buy)
5.34
2014-05-20
4
M
0
3000
0
D
2005-06-30
2015-06-30
Common Stock
3000
0
D
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.32 to $44.108, inclusive. The reporting person undertakes to provide to Aspen Technology, Inc., any security holder of Aspen Technology, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The option granted at the exercise price of $5.73, representing a right to purchase 3,000 shares, was fully vested on the date of grant.
The option granted at the exercise price of $5.56, representing a right to purchase 3,000 shares, was fully vested on the date of grant.
The option granted at the exercise price of $5.34, representing a right to purchase 3,000 shares, was fully vested on the date of grant.
/s/ F.G. Hammond, attorney-in-fact for Mr. Haroian
2014-05-22