0001127602-14-018471.txt : 20140522 0001127602-14-018471.hdr.sgml : 20140522 20140522163609 ACCESSION NUMBER: 0001127602-14-018471 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140520 FILED AS OF DATE: 20140522 DATE AS OF CHANGE: 20140522 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASPEN TECHNOLOGY INC /DE/ CENTRAL INDEX KEY: 0000929940 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 042739697 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 200 WHEELER ROAD CITY: BURLINGTON STATE: MA ZIP: 01803 BUSINESS PHONE: 6179491000 MAIL ADDRESS: STREET 1: 200 WHEELER ROAD CITY: BURLINGTON STATE: MA ZIP: 01803 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HAROIAN GARY E CENTRAL INDEX KEY: 0001239799 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34630 FILM NUMBER: 14864178 MAIL ADDRESS: STREET 1: C/O NETWORKENGINES STREET 2: 25 DAN ROAD CITY: CANTON STATE: MA ZIP: 02021-2817 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2014-05-20 0000929940 ASPEN TECHNOLOGY INC /DE/ AZPN 0001239799 HAROIAN GARY E ASPEN TECHNOLOGY, INC. 200 WHEELER ROAD BURLINGTON MA 01803 1 Common Stock 2014-05-20 4 M 0 3000 5.73 A 8855 D Common Stock 2014-05-20 4 M 0 3000 5.56 A 11855 D Common Stock 2014-05-20 4 M 0 3000 5.34 A 14855 D Common Stock 2014-05-20 4 S 0 9000 43.6519 D 5855 D Director Stock Option (Right to Buy) 5.73 2014-05-20 4 M 0 3000 0 D 2005-03-21 2015-03-21 Common Stock 3000 0 D Director Stock Option (Right to Buy) 5.56 2014-05-20 4 M 0 3000 0 D 2005-03-31 2015-03-31 Common Stock 3000 0 D Director Stock Option (Right to Buy) 5.34 2014-05-20 4 M 0 3000 0 D 2005-06-30 2015-06-30 Common Stock 3000 0 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.32 to $44.108, inclusive. The reporting person undertakes to provide to Aspen Technology, Inc., any security holder of Aspen Technology, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The option granted at the exercise price of $5.73, representing a right to purchase 3,000 shares, was fully vested on the date of grant. The option granted at the exercise price of $5.56, representing a right to purchase 3,000 shares, was fully vested on the date of grant. The option granted at the exercise price of $5.34, representing a right to purchase 3,000 shares, was fully vested on the date of grant. /s/ F.G. Hammond, attorney-in-fact for Mr. Haroian 2014-05-22