-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, L1CUQzpGCpoeASg2IjDmBcMrWKx/vRSrLpa4UGENA/Oo2Y+94pooPW0kBsKSGlrM lEF1iz7RP/dPr8Wjqm4P5g== 0000950135-98-000377.txt : 19980202 0000950135-98-000377.hdr.sgml : 19980202 ACCESSION NUMBER: 0000950135-98-000377 CONFORMED SUBMISSION TYPE: POS AM PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980130 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: ASPEN TECHNOLOGY INC /MA/ CENTRAL INDEX KEY: 0000929940 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 042739697 STATE OF INCORPORATION: MA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: POS AM SEC ACT: SEC FILE NUMBER: 333-20647 FILM NUMBER: 98518523 BUSINESS ADDRESS: STREET 1: TEN CANAL PARK CITY: CAMBRIDGE STATE: MA ZIP: 02141 BUSINESS PHONE: 6175770100 MAIL ADDRESS: STREET 1: TEN CANAL PK CITY: CAMBRIDGE STATE: MA ZIP: 02141 POS AM 1 ASPEN TECHNOLOGY, INC. POST-EFFECTIVE NO. 1 1 AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON JANUARY 30, 1998 Registration No. 333-20647 ================================================================================ SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 --------------- POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 --------------- ASPEN TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) MASSACHUSETTS 04-2739697 (State or other jurisdiction (I.R.S. employer of incorporation or organization) identification number) TEN CANAL PARK CAMBRIDGE, MASSACHUSETTS 02141 (617) 577-0100 (Address, including zip code, and telephone number, including area code, of registrant's principal executive offices) --------------- LAWRENCE B. EVANS Chairman of the Board and Chief Executive Officer ASPEN TECHNOLOGY, INC. Ten Canal Park Cambridge, Massachusetts 02141 (617) 577-0100 (Name, address, including zip code, and telephone number, including area code, of agent for service) --------------- Copies to: STEPHEN J. DOYLE, ESQ. MARK L. JOHNSON, ESQ. Vice President, General Counsel and Clerk FOLEY, HOAG & ELIOT LLP ASPEN TECHNOLOGY, INC. One Post Office Square Ten Canal Park Boston, Massachusetts 02109 Cambridge, Massachusetts 02141 ================================================================================ 2 The Registrant hereby withdraws from registration a total of 156,297 shares of its common stock, $.10 par value, registered pursuant to its Registration Statement on Form S-3 (registration number 333-20647). Such Registration Statement initially covered a total of 246,186 shares of common stock (after giving effect to a two-for-one stock split by way of a stock dividend to persons who were holders of record of common stock as of February 14, 1997). The shares being withdrawn were registered for sale from time to time by certain selling stockholders (as named in such Registration Statement) and have not been sold as of the time of filing of this Post-Effective Amendment No. 1. 3 SIGNATURES Pursuant to the requirements of the Securities Act of 1933, the Registrant has duly caused this Post-Effective Amendment No. 1 to Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Cambridge, Massachusetts, on this thirtieth day of January, 1998. ASPEN TECHNOLOGY, INC. By: /s/ Stephen J. Doyle ----------------------------------------- Stephen J. Doyle Vice President, General Counsel and Clerk Pursuant to the requirements of the Securities Act of 1933, this Post-Effective Amendment No. 1 to Registration Statement has been signed on this thirtieth day of January, 1998 by the following persons in the capacities indicated. SIGNATURE TITLE --------- ----- * Chairman of the Board of Directors - ------------------------------------- and Chief Executive Officer LAWRENCE B. EVANS (Principal Executive Officer) * Executive Vice President (Principal - ------------------------------------- Accounting Officer and Principal MARY A. PALERMO Financial Officer) * Director - ------------------------------------- JOSEPH F. BOSTON * Director - ------------------------------------- GRESHAM T. BREBACH, JR. * Director - ------------------------------------- DOUGLAS R. BROWN * Director - ------------------------------------- JOAN C. MCARDLE * Director - ------------------------------------- ALISON ROSS *By /s/ Stephen J. Doyle ---------------------------------- STEPHEN J. DOYLE Attorney-in-fact -----END PRIVACY-ENHANCED MESSAGE-----