-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EyS5GbMTNSuEz8wcbmVCsR0ldajc90yTTG14yaRVJIkU67tAK0zX5HLC2h9+D3yI 6GDHKxc34Pny7vOYkW2MXQ== 0001021408-02-004755.txt : 20020415 0001021408-02-004755.hdr.sgml : 20020415 ACCESSION NUMBER: 0001021408-02-004755 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020401 FILED AS OF DATE: 20020403 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: VIDAMED INC CENTRAL INDEX KEY: 0000929900 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 770314454 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26082 FILM NUMBER: 02600760 BUSINESS ADDRESS: STREET 1: 46107 LANDING PARKWAY STREET 2: SUITE 101 CITY: FREMONT STATE: CA ZIP: 94538 BUSINESS PHONE: 5104924900 MAIL ADDRESS: STREET 1: 46107 LANDING PARKWAY STREET 2: STE 101 CITY: FREMONT STATE: CA ZIP: 94538 COMPANY DATA: COMPANY CONFORMED NAME: VIDAMED INC CENTRAL INDEX KEY: 0000929900 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] OFFICER IRS NUMBER: 770314454 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 46107 LANDING PARKWAY STREET 2: SUITE 101 CITY: FREMONT STATE: CA ZIP: 94538 BUSINESS PHONE: 5104924900 MAIL ADDRESS: STREET 1: 46107 LANDING PARKWAY STREET 2: STE 101 CITY: FREMONT STATE: CA ZIP: 94538 4 1 d4.txt FORM 4 /----------------------------- / OMB APPROVAL / /-----------------------------/ / OMB Number: 3235-0287 / / Expires: September 30, 1998 / / Estimated average burdern / / hours per response ....0.5 / ----------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 - ------------ FORM 4 - ------------ [_] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). (Print or Type Responses) - -------------------------------------------------------------------------------- 1. Name and Address of Reporting Person* Howe John F. - -------------------------------------------------------------------------------- (Last) (First) (Middle) 46107 Landing Parkway - ------------------------------------------------------------------------------- (Street) Fremont, CA 94538 - -------------------------------------------------------------------------------- (City) (State) (Zip) 2. Issuer Name and Ticker or Trading Symbol VidaMed, Inc. (VIDA) - ------------------------------------------------------------------------------- 3. I.R.S. Identification Number of Reporting Person, if an entity (Voluntary) - ------------------------------------------------------------------------------- 4. Statement for Month/Year March 2002 - -------------------------------------------------------------------------------- 5. If Amendment, Date of Original (Month/Year) - -------------------------------------------------------------------------------- 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) [_] Director [_] 10% Owner [X] Officer (give title below) [_] Other (specify below) Vice President Finance & Chief Financial Officer ------------------------------------------------ - -------------------------------------------------------------------------------- 7. Individual or Joint/Group Filing (Check applicable line) X Form filed by One Reporting Person -- __ Form filed by More than One Reporting Person
- ------------------------------------------------------------------------------------------------------------------------------------ Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Security 2. Transaction 3. Transaction 4. Securities Acquired 5. Amount of 6.Ownership 7. Nature of (Instr. 3) Date Code (A) or Disposed of (D) Securities Form: Indirect (Instr. 8) (Instr. 3, 4 and 5) Beneficially Direct (D) Beneficial (Month/ Owned at End or Ownership Day/Year) of Month Indirect (Instr. 4) (Instr. 3 and 4) (I) (Instr. 4) ----------------------------------------------- Code V Amount (A) or (D) Price - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 3/18/02 M 14,000 A $1.813 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 3/26/02 M 51,000 A $2.125 90,960 D - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the Form is filed by more than one reporting person, see Instruction 4(b)(v). Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. (Over) SEC 1474 (7-97)
FORM 4 (continued) Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Derivative 2. Conversion 3. Trans- 4. Trans- 5. Number of 6. Date 7. Title and Amount of 8. Price of Security (Instr. 3) or action action Derivative Exercisable Underlying Derivative Exercise Date Code Securities and Securities Security Price of (Instr. 8) Acquired (A) Expiration (Instr. 3 and 4) (Instr. 5) Derivative (Month/ or Disposed of Date (Month/ Security Day/Year) (D) (Instr. 3, Day/Year) 4, and 5) ------------------------------------- -------------------------------- Date Expi- Title Amount or Code V (A) (D) Exer- ration Number of cisable Date Shares - ------------------------------------------------------------------------------------------------------------------------------------ Employee Stock Option $1.813 3/18/02 M 14,000 (1) 6/1/10 Common 14,000 (right to buy) Stock - ------------------------------------------------------------------------------------------------------------------------------------ Employee Stock Option $2.125 3/26/02 M 51,000 (2) 8/23/09 Common 51,000 (right to buy) Stock - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - --------------------------------------------------- 9. Number of 10. Owner- 11. Nature of Derivative ship Indirect Securities Form of Beneficial Beneficially Deriva- Owner- Owned at tive ship (Instr. End of Security: 4) Month Direct (Instr. 4) (D) or Indirect (I) (Instr. 4) - --------------------------------------------------- 59,135 D - --------------------------------------------------- 94,959 D - --------------------------------------------------- - --------------------------------------------------- - --------------------------------------------------- - --------------------------------------------------- - --------------------------------------------------- - ---------------------------------------------------
Explanation of Responses: (1) 25% of the option becomes exercisable within one year of the grant date, 6/1/00, and 1/48th per month thereafter until fully exercised (2) 25% of the option becomes exercisable within one year of the grant date, 8/23/99, and 1/48th per month thereafter until fully exercised /s/ John F. Howe 4/1/02 ------------------------------------------- ------------------------- * Signature of Reporting Person Date ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. Page 2 SEC 1474 (7-97) -----END PRIVACY-ENHANCED MESSAGE-----