-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, G44JdrmyrhRRQbtvmiur/atMhhVFRMpcew+PP1lc3lZT8p0kKx35tuUZKSOYIT9O weRZ/v+5TMoNj8G8MLSicQ== 0001346738-05-000002.txt : 20051213 0001346738-05-000002.hdr.sgml : 20051213 20051213171920 ACCESSION NUMBER: 0001346738-05-000002 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051201 FILED AS OF DATE: 20051213 DATE AS OF CHANGE: 20051213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MUELLER BRIAN E CENTRAL INDEX KEY: 0001346738 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25232 FILM NUMBER: 051261745 BUSINESS ADDRESS: BUSINESS PHONE: 602-387-7000 MAIL ADDRESS: STREET 1: 4615 E ELWOOD ST CITY: PHOENIX STATE: AZ ZIP: 85040 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APOLLO GROUP INC CENTRAL INDEX KEY: 0000929887 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 860419443 STATE OF INCORPORATION: AZ FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: 4615 EAST ELWOOD ST CITY: PHOENIX STATE: AZ ZIP: 85040 BUSINESS PHONE: 6029665394 MAIL ADDRESS: STREET 1: 4615 E ELWOOD STREET CITY: PHOENIX STATE: AZ ZIP: 85040 3 1 primary_doc.xml PRIMARY DOCUMENT X0202 3 2005-12-01 0 0000929887 APOLLO GROUP INC APOL 0001346738 MUELLER BRIAN E 4615 E ELWOOD ST PHOENIX AZ 85040 0 1 0 0 Chief Operating Officer Class A Common Stock 1327 D Non-Qualified Stock Option (right to buy) 8.3889 2002-08-31 2010-01-12 Class A Common Stock 2500 D Non-Qualified Stock Option (right to buy) 28.424 2004-08-27 2012-10-24 Class A Common Stock 28328 D Non-Qualified Stock Option (right to buy) 29.3267 2003-01-02 2012-01-02 Class A Common Stock 150 D Non-Qualified Stock Option (right to buy) 41.92 2003-08-31 2012-10-22 Class A Common Stock 15000 D Non-Qualified Stock Option (right to buy) 60.1919 2004-08-31 2013-10-20 Class A Common Stock 107656 D Non-Qualified Stock Option (right to buy) 63.79 2006-08-31 2015-11-01 Class A Common Stock 40000 D Non-Qualified Stock Option (right to buy) 71.23 2005-08-31 2014-08-06 Class A Common Stock 100000 D 53,828 were exercisable as of 8/31/2004. The remaining options will vest as follows: 26,914 on 8/31/2006 26,914 on 8/31/2007 25% of the shares covered by this option shall vest on the following dates: 8/31/2006, 8/31/2007, 8/31/2008 and 8/31/2009. The vesting shall accelerate if certain operational goals are achieved. 25,000 were exercisable as of 8/31/2005. The remaining options will vest as follows: 25,000 on 8/31/2006 25,000 on 8/31/2007 25,000 on 8/31/2008 These 75,000 unvested options may vest at an accelerated rate if certain operational goals are achieved. If the Year Two goal is achieved as of 8/31/2006, then 75,000 will vest on 8/31/2006. Mr. Mueller direct ownership of 1,327 shares were purchased through an employee benefit plan that satisfies the coverage and participation requirements of Sections 423 (b) (3) and 423 (b) (5) of the Internal Revenue Code of 1986, or any successor provisions thereof. /s/ Brian Mueller 2005-12-13 -----END PRIVACY-ENHANCED MESSAGE-----