-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MvOrCT+hZh22swaTFZMdwF9Fst9v60/6PmvfMk8cs2OTdrfC8eCdp6jR/ae6VaLy dwn7tenbY9WJA99HvPncSA== 0001244237-10-000010.txt : 20100708 0001244237-10-000010.hdr.sgml : 20100708 20100708141443 ACCESSION NUMBER: 0001244237-10-000010 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100706 FILED AS OF DATE: 20100708 DATE AS OF CHANGE: 20100708 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APOLLO GROUP INC CENTRAL INDEX KEY: 0000929887 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 860419443 STATE OF INCORPORATION: AZ FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: 4615 EAST ELWOOD ST CITY: PHOENIX STATE: AZ ZIP: 85040 BUSINESS PHONE: 6029665394 MAIL ADDRESS: STREET 1: 4615 E ELWOOD STREET CITY: PHOENIX STATE: AZ ZIP: 85040 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KIRSCHNER ANN CENTRAL INDEX KEY: 0001210190 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25232 FILM NUMBER: 10943880 MAIL ADDRESS: STREET 1: 4615 EAST ELWOOD STREET CITY: PHOENIX STATE: AZ ZIP: 85040 4 1 edgardoc.xml PRIMARY DOCUMENT X0303 4 2010-07-06 0 0000929887 APOLLO GROUP INC APOL 0001210190 KIRSCHNER ANN 4025 S. RIVERPOINT PKWY. PHOENIX AZ 85040 1 0 0 0 Class A Common Stock 2010-07-06 4 A 0 3313 0 A 8890 D Class A Common Stock 6 I Custodian Non-Qualified Stock Option (right to buy) 42.27 2010-07-06 4 A 0 9001 0 A 2016-07-05 Class A Common Stock 9001 9001 D Represents shares of the Issuer's Class A common stock underlying restricted stock units ("RSUs") awarded to the Reporting Person. The RSUs will vest in full upon the Reporting Person's continuation in Board service through August 31, 2011 or certain earlier changes in control of the Issuer. The vested shares of Class A common stock will be issued in one or more installments following the Reporting Person's cessation of Board service. The RSUs also include dividend equivalent rights which will credit the Reporting Person with the same dividends that would be payable were the shares of Class A common stock underlying the RSUs actually outstanding shares at the time of such dividends. The credited dividends will be paid concurrently with the issuance of those shares of Class A common stock. Includes (i) 3,313 shares of the Issuer's Class A common stock subject to the reported RSU award, and (ii) 2,062 shares of the Issuer's Class A common stock subject to RSUs granted July 2, 2009 that will be issued when those units vest upon the Reporting Person's continuation in Board service with the Issuer through August 31, 2010. All of the RSUs are subject to accelerated vesting upon certain changes in ownership or control of the Issuer. Reporting Person is custodian for son under Uniform Gifts to Minors Act. The Reporting Person disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose. The option will vest and become exercisable for the underlying shares of Class A common stock in full upon the Reporting Person's continuation in Board service with the Issuer through August 31, 2011, subject to accelerated vesting upon certain changes in ownership or control of the Issuer. By: Brian L. Swartz For: Ann Kirschner 2010-07-08 -----END PRIVACY-ENHANCED MESSAGE-----