-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ItP/fGzJlyv7QEJqqesqOd2qWAg15HlgJyiKoA+JHV6epNkDfFlkdOmLAIJ7ICbu LygFRFNeEVxqw3dw5wlJfA== 0001237503-07-000005.txt : 20070117 0001237503-07-000005.hdr.sgml : 20070117 20070117151043 ACCESSION NUMBER: 0001237503-07-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070112 FILED AS OF DATE: 20070117 DATE AS OF CHANGE: 20070117 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APOLLO GROUP INC CENTRAL INDEX KEY: 0000929887 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 860419443 STATE OF INCORPORATION: AZ FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: 4615 EAST ELWOOD ST CITY: PHOENIX STATE: AZ ZIP: 85040 BUSINESS PHONE: 6029665394 MAIL ADDRESS: STREET 1: 4615 E ELWOOD STREET CITY: PHOENIX STATE: AZ ZIP: 85040 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SPERLING JOHN G CENTRAL INDEX KEY: 0001237503 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25232 FILM NUMBER: 07534839 MAIL ADDRESS: STREET 1: 4615 E ELWOOD ST CITY: PHOENIX STATE: AZ ZIP: 85040 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2007-01-12 0 0000929887 APOLLO GROUP INC APOL 0001237503 SPERLING JOHN G 4615 E ELWOOD ST PHOENIX AZ 85040 1 1 1 0 acting Executive Chairman Class A Common Stock 2007-01-12 4 J 0 250000 0 D 16304468 D Class A Common Stock 2348886 I Aurora Foundation Class A Common Stock 1357339 I JGS Irrevocable Trust Class A Common Stock 585974 I JGS Revocable Trust Forward Sale Contract 0 2007-01-12 4 J 0 0 0 D Class A Common Stock 250000 0 D As disclosed on a Form 4 filed on January 14, 2004, the Reporting Person entered into a forward sale agreement on January 12, 2004 (the "Agreement") for the forward sale of up to 250,000 shares of Class A Common Stock. On January 12, 2007, the Reporting Person delivered 250,000 shares of Class A Common Stock as settlement for expiration of the Agreement. The transaction is deemed exempt from Section 16(b) of the Securities Exchange Act of 1934. By self as trustee of the Aurora Foundation dated May 22, 1997. By self as co-trustee and beneficiary of the John Sperling 1994 Irrevocable Trust dated April 27, 1994. By self as trustee and beneficiary of the John G. Sperling Revocable Trust dated January 31, 1995. /S/ John G. Sperling 2007-01-17 -----END PRIVACY-ENHANCED MESSAGE-----