-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Jv18Wk/6aGaDZ4nVmnadZ49r8eRN4qB9P6RSXugal14RHdv2SPGKYkdd7E8mauot RyeVve4JgCwpcV417YaAEQ== 0001237503-04-000028.txt : 20040903 0001237503-04-000028.hdr.sgml : 20040903 20040903181715 ACCESSION NUMBER: 0001237503-04-000028 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040827 FILED AS OF DATE: 20040903 DATE AS OF CHANGE: 20040903 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SPERLING JOHN G CENTRAL INDEX KEY: 0001237503 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-25232 FILM NUMBER: 041017626 MAIL ADDRESS: STREET 1: 4615 E ELWOOD ST CITY: PHOENIX STATE: AZ ZIP: 85040 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APOLLO GROUP INC CENTRAL INDEX KEY: 0000929887 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 860419443 STATE OF INCORPORATION: AZ FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: 4615 EAST ELWOOD ST CITY: PHOENIX STATE: AZ ZIP: 85040 BUSINESS PHONE: 6029665394 MAIL ADDRESS: STREET 1: 4615 E ELWOOD STREET CITY: PHOENIX STATE: AZ ZIP: 85040 4/A 1 primary_doc.xml PRIMARY DOCUMENT X0202 4/A 2004-08-27 2004-08-31 0 0000929887 APOLLO GROUP INC APOL 0001237503 SPERLING JOHN G 4615 E ELWOOD ST PHOENIX AZ 85040 1 0 1 0 Class A Common Stock 2004-08-27 4 J 0 1003743 0 A 18546445 D On August 6, 2004, the Board of Directors ("Board") of Apollo Group, Inc. ("Apollo") exercised its right under Apollo's Amended and Restated Articles of Incorporation to convert all outstanding shares of University of Phoenix Online Common stock ("UOPX Stock") to shares of Apollo Education Group Class A common stock ("APOL Stock"). The Board set August 27, 2004, as the effective date for the conversion ("Conversion"). In connection with the Conversion, each outstanding share of UOPX Stock was converted into 1.11527 shares of APOL Stock in accordance with Apollo's Amended and Restated Articles of Incorporation which called for the conversion ratio to be based upon the relative market values of APOL Stock and UOPX Stock averaged over 20 trading days (July 9, 2004 through August 5, 2004) ending five days prior to the announcement of the Conversion and includes a 10% premium on the value of UOPX Stock. The amount of securities beneficially owned shown has been adjusted downward by 340,124 shares to reflect shares inadvertantly included in a Form 4 filed on August 31, 2004 in connection with the Conversion. The disposition of those 340,124 shares was timely reported in a Form 4 filed on July 14, 2004. This amendment has been filed solely to reflect the correct amount of non-derivative securities beneficially owned by the Reporting Person. /s/ John G. Sperling 2004-09-03 -----END PRIVACY-ENHANCED MESSAGE-----