-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BOBRDQeXv1XCgs7f8X+5yM3WmIOA1ReEEDouFPqFYvM5RWEVfIRte5rWNA8JM506 zFdS7+z4Y9fGQNmjJ6xGFQ== 0001213138-07-000103.txt : 20071101 0001213138-07-000103.hdr.sgml : 20071101 20071101215529 ACCESSION NUMBER: 0001213138-07-000103 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071030 FILED AS OF DATE: 20071101 DATE AS OF CHANGE: 20071101 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Thompson Diane Louise CENTRAL INDEX KEY: 0001366718 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25232 FILM NUMBER: 071208424 BUSINESS ADDRESS: BUSINESS PHONE: 4805571703 MAIL ADDRESS: STREET 1: 4615 E ELWOOD ST CITY: PHOENIX STATE: AZ ZIP: 85040 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APOLLO GROUP INC CENTRAL INDEX KEY: 0000929887 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 860419443 STATE OF INCORPORATION: AZ FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: 4615 EAST ELWOOD ST CITY: PHOENIX STATE: AZ ZIP: 85040 BUSINESS PHONE: 6029665394 MAIL ADDRESS: STREET 1: 4615 E ELWOOD STREET CITY: PHOENIX STATE: AZ ZIP: 85040 4 1 edgardoc.xml PRIMARY DOCUMENT X0202 4 2007-10-30 0 0000929887 APOLLO GROUP INC APOL 0001366718 Thompson Diane Louise 4615 EAST ELWOOD STREET PHOENIX AZ 85040 0 1 0 0 Chief Human Resources Officer Class A Common Stock 2007-10-30 4 M 0 7500 14.8403 A 21591 D Class A Common Stock 2007-10-30 4 S 0 7500 75.0772 D 14091 D Class A Common Stock 2007-10-30 4 M 0 150 29.3267 A 14241 D Class A Common Stock 2007-10-30 4 S 0 150 75.0772 D 14091 D Class A Common Stock 2007-10-30 4 M 0 10766 6.5022 A 24857 D Class A Common Stock 2007-10-30 4 S 0 10766 75.0772 D 14091 D Class A Common Stock 2007-10-30 4 M 0 7176 17.6465 A 21267 D Class A Common Stock 2007-10-30 4 S 0 7176 75.0772 D 14091 D Class A Common Stock 1373 I By Living Trust Non-Qualified Stock Option (right to buy) 6.5022 2007-10-30 4 M 0 10766 75.0772 D 2010-09-27 Class A Common Stock 10766 0 D Non-Qualified Stock Option (right to buy) 14.8403 2007-10-30 4 M 0 7500 75.0772 D 2010-12-15 Class A Common Stock 7500 0 D Non-Qualified Stock Option (right to buy) 17.6465 2007-10-30 4 M 0 7176 75.0772 D 2011-09-21 Class A Common Stock 7176 0 D Non-Qualified Stock Option (right to buy) 29.3267 2007-10-30 4 M 0 150 75.0772 D 2012-01-02 Class A Common Stock 150 0 D Includes restricted stock units covering 14,000 shares. By self as trustee and beneficiary of the Diane L Thompson Living Trust dated January 6, 2004. The option was initially granted for UOP common stock and was converted to an option for the Issuer's Class A common stock on August 27,2004 and was fully vested upon conversion. 4,500 shares vested on August 31, 2001, and the remaining 4,500 shares vested on August 31, 2002. The grant date was January 23, 2002 and 100% of the shares vested on January 2, 2003. Diane Louise Thompson 2007-11-01 -----END PRIVACY-ENHANCED MESSAGE-----