-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PtW7sZ27hgG0K80mFYjA760IG9erdUo5O9MjNjVN7jq8mZfl7NWFUOB2J9i5SfJb eSxg3e+/6sxBmwc0f2lSmg== 0001213138-07-000060.txt : 20070710 0001213138-07-000060.hdr.sgml : 20070710 20070710174950 ACCESSION NUMBER: 0001213138-07-000060 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070703 FILED AS OF DATE: 20070710 DATE AS OF CHANGE: 20070710 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APOLLO GROUP INC CENTRAL INDEX KEY: 0000929887 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 860419443 STATE OF INCORPORATION: AZ FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: 4615 EAST ELWOOD ST CITY: PHOENIX STATE: AZ ZIP: 85040 BUSINESS PHONE: 6029665394 MAIL ADDRESS: STREET 1: 4615 E ELWOOD STREET CITY: PHOENIX STATE: AZ ZIP: 85040 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Swartz Brian L CENTRAL INDEX KEY: 0001389351 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-25232 FILM NUMBER: 07972897 BUSINESS ADDRESS: BUSINESS PHONE: 480-557-1534 MAIL ADDRESS: STREET 1: 4615 EAST ELWOOD STREET STREET 2: MAIL-STOP AA-B308 CITY: PHOENIX STATE: AZ ZIP: 85040 4/A 1 edgardoc.xml PRIMARY DOCUMENT X0202 4/A 2007-07-03 2007-07-06 0 0000929887 APOLLO GROUP INC APOL 0001389351 Swartz Brian L 4615 EAST ELWOOD STREET PHOENIX AZ 85040 0 1 0 0 SVP Finance & CAO Class A Common Stock 2007-07-03 4 A 0 10000 0 A 10000 D Represents shares of the Issuer's Class A common stock underlying restricted stock units awarded to the Reporting Person. The restricted stock units are subject to both performance-vesting and service-vesting requirements. Should the performance objective be attained, then the restricted stock units will vest in four successive equal annual installments upon the Reporting Person's completion of each year of service with the Issuer over the four year period measured from September 1, 2007, subject to accelerated vesting upon certain changes in control or ownership of the Issuer. The shares of Class A common stock will be issued as the restricted stock units vest. The restricted stock units also include dividend equivalent rights which will entitle the Reporting Person to the same dividends as would be received were the shares of Class A common stock underlying the restricted stock units actually outstanding shares. Includes restricted stock units covering 10,000 shares. Purpose of amendment: To clarify the length of the vesting period set forth in Footnote 1 of the original filing. Brian L. Swartz 2007-07-10 -----END PRIVACY-ENHANCED MESSAGE-----