0001209191-12-021993.txt : 20120404 0001209191-12-021993.hdr.sgml : 20120404 20120404170729 ACCESSION NUMBER: 0001209191-12-021993 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120403 FILED AS OF DATE: 20120404 DATE AS OF CHANGE: 20120404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Iverson Gregory James CENTRAL INDEX KEY: 0001456658 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25232 FILM NUMBER: 12742727 MAIL ADDRESS: STREET 1: 4025 S. RIVERPOINT PARKWAY STREET 2: CF-K809 CITY: PHOENIX STATE: AZ ZIP: 85040 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APOLLO GROUP INC CENTRAL INDEX KEY: 0000929887 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 860419443 STATE OF INCORPORATION: AZ FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: 4615 EAST ELWOOD ST CITY: PHOENIX STATE: AZ ZIP: 85040 BUSINESS PHONE: 6029665394 MAIL ADDRESS: STREET 1: 4615 E ELWOOD STREET CITY: PHOENIX STATE: AZ ZIP: 85040 4 1 c28237_4x0.xml MAIN DOCUMENT DESCRIPTION X0305 4 2012-04-03 0000929887 APOLLO GROUP INC APOL 0001456658 Iverson Gregory James 4025 S. RIVERPOINT PKWY PHOENIX AZ 85040 0 1 0 0 VP, CAO & Controller Class A Common Stock 2012-04-03 4 F 0 34 37.80 D 15444 D Represents shares of the Issuer's Class A common stock withheld to satisfy the applicable withholding taxes in connection with the vesting of restricted stock units (RSUs) previously granted to the Reporting Person and the issuance of the underlying shares of Class A common stock. Includes (i) 6,408 shares of the Issuer's Class A common stock subject to RSUs granted July 6, 2011, (ii) 4,068 shares of the Issuer's Class A common stock subject to RSUs granted January 14, 2011, (iii) 2,640 shares of the Issuer's Class A common stock subject to RSUs granted July 6, 2010, (iv) 1,300 shares of the Issuer's Class A common stock subject to RSUs granted July 2, 2009, (v) 105 shares of the Issuer's Class A common stock subject to RSUs granted April 3, 2009, and (vi) 250 shares of the Issuer's Class A common stock subject to RSUs granted July 10, 2008. The 6,408 shares underlying the July 6, 2011 RSUs will be issued when those units vest (subject to an initial performance-vesting requirement) in a series of four successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the August 31, 2012, July 6, 2013, July 6, 2014, and July 6, 2015 vesting dates. (footnote continued below) (continued from footnote 2 above) The 4,068 shares underlying the January 14, 2011 RSUs will be issued when those units vest in two equal successive installments over the Reporting Person's period of service with the Issuer through each of the September 15, 2012 and September 15, 2013 vesting dates. The January 14, 2011 RSUs will vest in full on an accelerated basis upon an involuntary termination of the Reporting Person's service without cause. The 2,640 shares underlying the July 6, 2010 RSUs will be issued when those units vest in a series of three equal successive installments upon the Reporting Person's continuation in service with the Issuer through each of the July 6, 2012, July 6, 2013, and July 6, 2014 vesting dates. The 1,300 shares underlying the July 2, 2009 RSUs will be issued when those units vest in a series of two successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the July 2, 2012, and July 2, 2013 vesting dates. (footnote continued below) (continued from footnote 3 above) The 105 shares underlying the April 3, 2009 RSUs will be issued when those units vest upon the Reporting Person's continuation in service with the Issuer through the April 03, 2013 vesting date. The 250 shares underlying the July 10, 2008 RSUs will be issued when those units vest upon the Reporting Person's continuation in service with the Issuer through July 10, 2012. All of the RSUs are subject to accelerated vesting upon certain changes in ownership or control of the Issuer. (footnote continued below) (continued from footnote 4 above) Does not include (i) 180 target shares of the Issuer's Class A common stock subject to the performance share award made to the Reporting Person on October 5, 2011, (ii) 432 target shares of the Issuer's Class A common stock subject to the performance share award made to the Reporting Person on July 6, 2011 and (iii) 1,245 target shares of the Issuer's Class A common stock subject to the performance share award made to the Reporting Person on July 6, 2010. Those awards will not actually convert into any shares of the Issuer's Class A common stock unless the applicable performance goals are attained at threshold level or above. By Gregory J. Iverson 2012-04-04