0001209191-11-048432.txt : 20110919 0001209191-11-048432.hdr.sgml : 20110919 20110919191202 ACCESSION NUMBER: 0001209191-11-048432 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110915 FILED AS OF DATE: 20110919 DATE AS OF CHANGE: 20110919 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APOLLO GROUP INC CENTRAL INDEX KEY: 0000929887 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 860419443 STATE OF INCORPORATION: AZ FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: 4615 EAST ELWOOD ST CITY: PHOENIX STATE: AZ ZIP: 85040 BUSINESS PHONE: 6029665394 MAIL ADDRESS: STREET 1: 4615 E ELWOOD STREET CITY: PHOENIX STATE: AZ ZIP: 85040 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WRUBEL ROBERT W CENTRAL INDEX KEY: 0001209729 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25232 FILM NUMBER: 111098264 BUSINESS ADDRESS: STREET 1: 95 S JACKSON STREET 2: STE 300 CITY: SEATTLE STATE: WA ZIP: 98104 BUSINESS PHONE: 2064419100 MAIL ADDRESS: STREET 1: 199 FREMONT STREET STREET 2: SUITE 1800 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 4 1 c22598_4x0.xml MAIN DOCUMENT DESCRIPTION X0304 4 2011-09-15 0000929887 APOLLO GROUP INC APOL 0001209729 WRUBEL ROBERT W 4025 S. RIVERPOINT PKWY PHOENIX AZ 85040 0 1 0 0 EVP, CM&PD Officer Class A Common Stock 2011-09-15 4 F 0 1908 47.45 D 63678 D Represents shares of the Issuer's Class A common stock withheld to satisfy the Issuer's tax withholding obligation upon the vesting of restricted stock units (RSUs) and the issuance of the underlying shares of Class A common stock. Includes (i) 35,500 shares of the Issuer's Class A common stock subject to the RSUs granted July 6, 2011 (ii) 20,800 shares of the Issuer's Class A common stock subject to RSUs granted January 14, 2011, and (iii) 1,800 shares of the Issuer's Class A common stock subject to RSUs granted July 10, 2008. The 35,500 shares underlying the July 6, 2011 RSUs will be issued when those units vest (subject to an initial performance-vesting requirement) in a series of four successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the August 31, 2012, July 6, 2013, July 6, 2014, and July 6, 2015 vesting dates. The 20,800 shares underlying the January 14, 2011 RSUs will be issued when those units vest in two equal successive installments over the Reporting Person's period of service with the Issuer through each of the September 15, 2012 and September 15, 2013 vesting dates. The January 14, 2011 RSUs will vest in full on an accelerated basis upon an involuntary termination of the Reporting Person's service without cause (footnote continued below). (continued from footnote 2 above) The 1,800 shares underlying the July 10, 2008 RSUs will be issued when those units vest upon the Reporting Person's continuation in service with the Issuer through July 10, 2012. All of the RSUs are subject to accelerated vesting upon certain changes in ownership or control of the Issuer. Does not include 7,365 shares of the Issuer's Class A common stock subject to the performance share award made to the Reporting Person on July 6, 2011. The performance award will not actually convert into any shares of the Issuer's Class A common stock unless the applicable performance goals are attained at threshold level or above. By Brian L. Swartz for Robert W. Wrubel 2011-09-19