0001209191-11-045964.txt : 20110830
0001209191-11-045964.hdr.sgml : 20110830
20110830145240
ACCESSION NUMBER: 0001209191-11-045964
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110826
FILED AS OF DATE: 20110830
DATE AS OF CHANGE: 20110830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Edelstein Charles B.
CENTRAL INDEX KEY: 0001440390
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-25232
FILM NUMBER: 111065574
MAIL ADDRESS:
STREET 1: 4025 S. RIVERPOINT PKWY
CITY: PHOENIX
STATE: AZ
ZIP: 85040
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: APOLLO GROUP INC
CENTRAL INDEX KEY: 0000929887
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200]
IRS NUMBER: 860419443
STATE OF INCORPORATION: AZ
FISCAL YEAR END: 0831
BUSINESS ADDRESS:
STREET 1: 4615 EAST ELWOOD ST
CITY: PHOENIX
STATE: AZ
ZIP: 85040
BUSINESS PHONE: 6029665394
MAIL ADDRESS:
STREET 1: 4615 E ELWOOD STREET
CITY: PHOENIX
STATE: AZ
ZIP: 85040
4
1
c22016_4x0.xml
MAIN DOCUMENT DESCRIPTION
X0304
4
2011-08-26
0000929887
APOLLO GROUP INC
APOL
0001440390
Edelstein Charles B.
4025 S. RIVERPOINT PKWY
PHOENIX
AZ
85040
1
1
0
0
Co-Chief Executive Officer
Class A Common Stock
2011-08-26
4
F
0
504
44.86
D
116060
D
Class A Common Stock
2011-08-26
4
F
0
5156
44.86
D
110904
D
Represents shares of the Issuer's Class A common stock withheld to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units (RSUs) and the issuance of the underlying shares of Class A common stock.
Includes 57,740 shares of the Issuer's Class A common stock subject to restricted stock units granted January 18, 2011, which will vest in successive monthly installments over the Reporting Person's period of service with the Issuer as follows: (i) 20% of the RSUs will vest in 8 successive equal monthly installments upon the Reporting Person's completion of each month of service over the 8-month period measured from January 16, 2011, with the shares of Class A common stock that so vest to be issued on September 15, 2011; (ii) an additional 40% of the RSUs will vest in 6 successive equal monthly installments upon the Reporting Person's completion of each month of service over the 6-month period measured from September 16, 2011, with the shares of Class A common stock that so vest to be issued on March 15, 2012; (footnote continued below)
(continued from footnote 2 above) and (iii) the remaining 40% of the restricted stock units will vest in 6 successive equal monthly installments upon the Reporting Person's completion of each month of service over the period beginning March 16, 2012 and ending August 26, 2012, with the sixth such monthly installment to vest on August 26, 2012 and with the shares of Class A common stock that vest under those final 6 installments to be issued on September 15, 2012. However, the RSUs will vest in full on an accelerated basis upon an involuntary termination of the Reporting Person's service without cause or upon certain changes in control of the Issuer.
By Brian L. Swartz for Charles B. Edelstein
2011-08-30