0001209191-11-045964.txt : 20110830 0001209191-11-045964.hdr.sgml : 20110830 20110830145240 ACCESSION NUMBER: 0001209191-11-045964 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110826 FILED AS OF DATE: 20110830 DATE AS OF CHANGE: 20110830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Edelstein Charles B. CENTRAL INDEX KEY: 0001440390 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25232 FILM NUMBER: 111065574 MAIL ADDRESS: STREET 1: 4025 S. RIVERPOINT PKWY CITY: PHOENIX STATE: AZ ZIP: 85040 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APOLLO GROUP INC CENTRAL INDEX KEY: 0000929887 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 860419443 STATE OF INCORPORATION: AZ FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: 4615 EAST ELWOOD ST CITY: PHOENIX STATE: AZ ZIP: 85040 BUSINESS PHONE: 6029665394 MAIL ADDRESS: STREET 1: 4615 E ELWOOD STREET CITY: PHOENIX STATE: AZ ZIP: 85040 4 1 c22016_4x0.xml MAIN DOCUMENT DESCRIPTION X0304 4 2011-08-26 0000929887 APOLLO GROUP INC APOL 0001440390 Edelstein Charles B. 4025 S. RIVERPOINT PKWY PHOENIX AZ 85040 1 1 0 0 Co-Chief Executive Officer Class A Common Stock 2011-08-26 4 F 0 504 44.86 D 116060 D Class A Common Stock 2011-08-26 4 F 0 5156 44.86 D 110904 D Represents shares of the Issuer's Class A common stock withheld to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units (RSUs) and the issuance of the underlying shares of Class A common stock. Includes 57,740 shares of the Issuer's Class A common stock subject to restricted stock units granted January 18, 2011, which will vest in successive monthly installments over the Reporting Person's period of service with the Issuer as follows: (i) 20% of the RSUs will vest in 8 successive equal monthly installments upon the Reporting Person's completion of each month of service over the 8-month period measured from January 16, 2011, with the shares of Class A common stock that so vest to be issued on September 15, 2011; (ii) an additional 40% of the RSUs will vest in 6 successive equal monthly installments upon the Reporting Person's completion of each month of service over the 6-month period measured from September 16, 2011, with the shares of Class A common stock that so vest to be issued on March 15, 2012; (footnote continued below) (continued from footnote 2 above) and (iii) the remaining 40% of the restricted stock units will vest in 6 successive equal monthly installments upon the Reporting Person's completion of each month of service over the period beginning March 16, 2012 and ending August 26, 2012, with the sixth such monthly installment to vest on August 26, 2012 and with the shares of Class A common stock that vest under those final 6 installments to be issued on September 15, 2012. However, the RSUs will vest in full on an accelerated basis upon an involuntary termination of the Reporting Person's service without cause or upon certain changes in control of the Issuer. By Brian L. Swartz for Charles B. Edelstein 2011-08-30