0001209191-11-039282.txt : 20110712 0001209191-11-039282.hdr.sgml : 20110712 20110712171014 ACCESSION NUMBER: 0001209191-11-039282 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110710 FILED AS OF DATE: 20110712 DATE AS OF CHANGE: 20110712 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Iverson Gregory James CENTRAL INDEX KEY: 0001456658 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25232 FILM NUMBER: 11964416 MAIL ADDRESS: STREET 1: 4025 S. RIVERPOINT PARKWAY STREET 2: CF-K809 CITY: PHOENIX STATE: AZ ZIP: 85040 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APOLLO GROUP INC CENTRAL INDEX KEY: 0000929887 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 860419443 STATE OF INCORPORATION: AZ FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: 4615 EAST ELWOOD ST CITY: PHOENIX STATE: AZ ZIP: 85040 BUSINESS PHONE: 6029665394 MAIL ADDRESS: STREET 1: 4615 E ELWOOD STREET CITY: PHOENIX STATE: AZ ZIP: 85040 4 1 c19848_4x0.xml MAIN DOCUMENT DESCRIPTION X0303 4 2011-07-10 0000929887 APOLLO GROUP INC APOL 0001456658 Iverson Gregory James 4025 S. RIVERPOINT PKWY PHOENIX AZ 85040 0 1 0 0 VP, CAO & Controller Class A Common Stock 2011-07-10 4 F 0 79 48.88 D 17388 D Represents shares of the Issuer's Class A common stock withheld to satisfy the Issuer's tax withholding obligation upon the vesting of restricted stock units (RSUs) and the issuance of the underlying shares of Class A common stock. Includes (i) 6,408 shares of the Issuer's Class A common stock subject to RSUs granted July 6, 2011, (ii) 5,085 shares of the Issuer's Class A common stock subject to RSUs granted January 14, 2011, (iii) 3,520 shares of the Issuer's Class A common stock subject to RSUs granted July 6, 2010, (iv) 1,300 shares of the Issuer's Class A common stock subject to RSUs granted July 2, 2009, (v) 210 shares of the Issuer's Class A common stock subject to RSUs granted April 3, 2009, and (vi) 250 shares of the Issuer's Class A common stock subject to RSUs granted July 10, 2008 (foonote continued below). (continued from footnote 2 above) The 6,408 shares underlying the July 6, 2011 RSUs will be issued when those units vest (subject to an initial performance-vesting requirement) in a series of four successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the August 31, 2012, July 6, 2013, July 6, 2014, and July 6, 2015 vesting dates. The 5,085 shares underlying the January 14, 2011 RSUs will be issued when those units vest in three successive installments over the Reporting Person's period of service with the Issuer as follows: 20% of the RSUs will vest upon continuation in service through September 15, 2011, and the balance will vest in two successive equal annual installments upon continued service through September 15, 2012 and September 15, 2013. The January 14, 2011 RSUs will vest in full on an accelerated basis upon an involuntary termination of the Reporting Person's service without cause. (footnote continued below). (continued from footnote 3 above) The 3,520 shares underlying the July 6, 2010 RSUs will be issued when those units vest (subject to an initial performance-vesting requirement) in a series of four successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the August 31, 2011, July 6, 2012, July 6, 2013, and July 6, 2014 vesting dates. The 1,300 shares underlying the July 2, 2009 RSUs will be issued when those units vest in a series of two successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the July 2, 2012, and July 2, 2013 vesting dates. The 210 shares underlying the April 3, 2009 RSUs will be issued when those units vest in two successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the April 3, 2012, and April 3, 2013 vesting dates. (footnote continued below). (continued from footnote 4 above) The 250 shares underlying the July 10, 2008 RSUs will be issued when those units vest upon the Reporting Person's continuation in service with the Issuer through July 10, 2012. All of the RSUs are subject to accelerated vesting upon certain changes in ownership or control of the Issuer. Does not include (i) the performance share award made to the Reporting Person on July 6, 2011 for 432 target shares of the Issuer's Class A common stock and (ii) the performance share award made to the Reporting Person on July 6, 2010 for 1,245 target shares of the Issuer's Class A common stock. Those performance shares will not actually convert into any shares of the Issuer's Class A common stock unless the applicable performance goals are attained at threshold level or above. By Gregory J. Iverson 2011-07-12