0001209191-11-038980.txt : 20110708
0001209191-11-038980.hdr.sgml : 20110708
20110708180459
ACCESSION NUMBER: 0001209191-11-038980
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110706
FILED AS OF DATE: 20110708
DATE AS OF CHANGE: 20110708
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Shupp Darby E
CENTRAL INDEX KEY: 0001516392
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-25232
FILM NUMBER: 11960264
MAIL ADDRESS:
STREET 1: 4025 S RIVERPOINT PKWY
STREET 2: M/S CF-X01
CITY: PHOENIX
STATE: AZ
ZIP: 85040
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: APOLLO GROUP INC
CENTRAL INDEX KEY: 0000929887
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200]
IRS NUMBER: 860419443
STATE OF INCORPORATION: AZ
FISCAL YEAR END: 0831
BUSINESS ADDRESS:
STREET 1: 4615 EAST ELWOOD ST
CITY: PHOENIX
STATE: AZ
ZIP: 85040
BUSINESS PHONE: 6029665394
MAIL ADDRESS:
STREET 1: 4615 E ELWOOD STREET
CITY: PHOENIX
STATE: AZ
ZIP: 85040
4
1
c19717_4x0.xml
MAIN DOCUMENT DESCRIPTION
X0303
4
2011-07-06
0000929887
APOLLO GROUP INC
APOL
0001516392
Shupp Darby E
4025 S. RIVERPOINT PKWY
PHOENIX
AZ
85040
1
0
0
0
Class A Common Stock
2011-07-06
4
A
0
3371
0
A
5163
D
Non-Qualified Stock Option (Right to Buy)
47.47
2011-07-06
4
A
0
5380
0
A
2017-07-05
Class A Common Stock
5380
5380
D
Represents shares of the Issuer's Class A common stock underlying restricted stock units (RSUs) awarded to the Reporting Person. The RSUs will vest in full upon the Reporting Person's continuation in Board service with the Issuer through August 31, 2012, subject to accelerated vesting of the entire award upon certain changes in ownership or control of the Issuer. The shares of Class A common stock will be issued when the RSUs vest. The RSUs also include dividend equivalent rights which will entitle the Reporting Person with the same dividends that would be payable were the shares of Class A common stock underlying the RSUs actually outstanding shares at the time of such dividends. The credited dividends will be paid concurrently with the issuance of those shares of Class A common stock.
Includes (i) 3,371 shares of the Issuer's Class A common stock subject to the reported RSU award, and (ii) 1,460 shares of the Issuer's Class A common stock subject to RSUs granted April 29, 2011 that will be issued when those units vest upon the Reporting Person's continuation in Board service with the Issuer through September 1, 2011. All of the RSUs are subject to accelerated vesting upon certain changes in ownership or control of the Issuer.
The option will vest and become exercisable for the underlying shares of Class A common stock in full upon the Reporting Person's continuation in the Board service with the Issuer through August 31, 2012, subject to accelerated vesting upon certain changes in ownership or control of the Issuer.
By Brian L. Swartz for Darby Shupp
2011-07-08