0001209191-11-038389.txt : 20110706
0001209191-11-038389.hdr.sgml : 20110706
20110706165757
ACCESSION NUMBER: 0001209191-11-038389
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110702
FILED AS OF DATE: 20110706
DATE AS OF CHANGE: 20110706
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SPERLING JOHN G
CENTRAL INDEX KEY: 0001237503
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-25232
FILM NUMBER: 11953934
MAIL ADDRESS:
STREET 1: 4615 E ELWOOD ST
CITY: PHOENIX
STATE: AZ
ZIP: 85040
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: APOLLO GROUP INC
CENTRAL INDEX KEY: 0000929887
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200]
IRS NUMBER: 860419443
STATE OF INCORPORATION: AZ
FISCAL YEAR END: 0831
BUSINESS ADDRESS:
STREET 1: 4615 EAST ELWOOD ST
CITY: PHOENIX
STATE: AZ
ZIP: 85040
BUSINESS PHONE: 6029665394
MAIL ADDRESS:
STREET 1: 4615 E ELWOOD STREET
CITY: PHOENIX
STATE: AZ
ZIP: 85040
4
1
c19647_4x0.xml
MAIN DOCUMENT DESCRIPTION
X0303
4
2011-07-02
0000929887
APOLLO GROUP INC
APOL
0001237503
SPERLING JOHN G
4025 S. RIVERPOINT PKWY
PHOENIX
AZ
85040
1
1
0
0
Exec Chrmn of the Board
Class A Common Stock
2011-07-02
4
F
0
3309
46.46
D
82463
D
Class A Common Stock
10547886
I
John Sperling Revocable Trust
Class A Common Stock
1000000
I
John Sperling Irrevocable Trust
Class A Common Stock
1340036
I
Aurora Foundation
Represents shares of the Issuer's Class A common stock withheld to satisfy the Issuer's tax withholding obligation upon the vesting of restricted stock units (RSUs) and the issuance of the underlying shares of Class A common stock.
Includes (i) 42,996 shares of the Issuer's Class A common stock subject to RSUs granted on July 6, 2010, (ii) 15,926 shares of the Issuer's Class A common stock subject to RSUs granted July 2, 2009, (iii) 12,500 shares of the Issuer's Class A common stock subject to RSUs granted July 3, 2007 and (iv) 3,417 shares of the Issuer's Class A common stock subject to RSUs granted October 31, 2008. The 42,996 shares underlying the July 6, 2010 RSUs will be issued when those units vest (subject to an initial performance-vesting requirement) in four successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of August 31, 2011, July 6, 2012, July 6, 2013, and July 6, 2014 vesting dates (footnote continued below).
(continued from footnote 2 above) The 15,926 shares underlying the July 2, 2009 RSUs will be issued when those units vest in two successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the July 2, 2012, and July 2, 2013 vesting dates. The 12,500 shares underlying the July 3, 2007 RSUs will be issued when those units vest upon the Reporting Person's continuation in service with the Issuer through August 31, 2011. The 3,417 shares underlying the October 31, 2008 RSUs will be issued when those units vest upon the Reporting Person's continuation in service with the Issuer through August 31, 2011. All of the RSUs are subject to accelerated vesting upon certain changes in ownership or control of the Issuer (footnote continued below).
(continued from footnote 3 above) Does not include the performance share award made to the Reporting Person on July 6, 2010 for 15,174 target shares of the Issuer's Class A common stock that will not actually convert into any such shares unless the applicable performance goal is attained at threshold level or above.
By self as trustee and beneficiary of the John Sperling Revocable Trust dated November 26, 2007.
By self as co-trustee and beneficiary of the John Sperling 1994 Irrevocable Trust dated April 27, 1994.
By Self as trustee of the Aurora Foundation dated May 22, 1997.
By Brian L. Swartz for John G. Sperling
2011-07-06