-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QxnAFq39/W7rXATkS/8BCYnLSEylgOo6OVNQm7krW+7tCvs6hNTwcYSNTY2xDcWz 33B0EDYWnGfrbNY4YwyleQ== 0001209191-10-051901.txt : 20101027 0001209191-10-051901.hdr.sgml : 20101027 20101027180003 ACCESSION NUMBER: 0001209191-10-051901 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101025 FILED AS OF DATE: 20101027 DATE AS OF CHANGE: 20101027 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Swartz Brian L CENTRAL INDEX KEY: 0001389351 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25232 FILM NUMBER: 101145822 MAIL ADDRESS: STREET 1: 4025 S RIVERPOINT PKWY STREET 2: MAIL-STOP CF-KX04 CITY: PHOENIX STATE: AZ ZIP: 85040 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APOLLO GROUP INC CENTRAL INDEX KEY: 0000929887 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 860419443 STATE OF INCORPORATION: AZ FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: 4615 EAST ELWOOD ST CITY: PHOENIX STATE: AZ ZIP: 85040 BUSINESS PHONE: 6029665394 MAIL ADDRESS: STREET 1: 4615 E ELWOOD STREET CITY: PHOENIX STATE: AZ ZIP: 85040 4 1 c07251_4x0.xml MAIN DOCUMENT DESCRIPTION X0303 4 2010-10-25 0000929887 APOLLO GROUP INC APOL 0001389351 Swartz Brian L 4025 S. RIVERPOINT PKWY PHOENIX AZ 85040 0 1 0 0 SVP & CFO Class A Common Stock 2010-10-25 4 F 0 918 36.44 D 36455 D Represents shares of the Issuer's Class A common stock withheld to satisfy the Issuer's tax withholding obligation upon the vesting of restricted stock units (RSUs) and the issuance of the underlying shares of Class A common stock. Includes (i) 15,152 shares of the Issuer's Class A common stock subject to RSUs granted July 6, 2010, (ii) 6,915 shares of the Issuer's Class A common stock subject to RSUs granted July 2, 2009, (iii) 1,800 shares of the Issuer's Class A common stock subject to RSUs granted April 3, 2009, and (iv) 2,500 shares of the Issuer's Class A common stock subject to RSUs granted July 3, 2007. The 15,152 shares underlying the July 6, 2010 RSUs will be issued when those units vest (subject to an initial performance-vesting requirement) in a series of four successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the August 31, 2011, July 6, 2012, July 6, 2013, and July 6, 2014 vesting dates. The 6,915 shares underlying the July 2, 2009 RSUs will be issued when those units vest in a series of three successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the July 2, 2011, July 2, 20 12, and July 2, 2013 vesting dates (footnote continued below). (continued from footnote 2 above) . The 1,800 shares underlying the April 3, 2009 RSUs will be issued when those units vest in three successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the April 3, 2011, April 3, 2012, and April 3, 2013 vesting dates. The 2,500 shares underlying the July 3, 2007 RSUs will be issued when those units vest upon the Reporting Person's continuation in service with the Issuer through August 31, 2011. All of the RSUs are subject to accelerated vesting upon certain changes in ownership or control of the Issuer. Does not include the performance share award made to the Reporting Person on July 6, 2010 for 5,349 target shares of the Issuer's Class A common stock that will not actually convert into any such shares unless the applicable performance goal is attained at threshold level or above. Brian L. Swartz 2010-10-27 -----END PRIVACY-ENHANCED MESSAGE-----