-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OO640bsSD+k4TyfvGjDBFraD63xUMtfsknass+fccITXCW39pR2VqGK64Js1nE1V htBE25aG1mVb3DdE+sWXZg== 0001209191-10-051898.txt : 20101027 0001209191-10-051898.hdr.sgml : 20101027 20101027175804 ACCESSION NUMBER: 0001209191-10-051898 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101025 FILED AS OF DATE: 20101027 DATE AS OF CHANGE: 20101027 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: D'Amico Joseph Lawrence CENTRAL INDEX KEY: 0001387816 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25232 FILM NUMBER: 101145812 MAIL ADDRESS: STREET 1: 4025 S RIVERPOINT PKWY STREET 2: CF-KX01 CITY: PHOENIX STATE: AZ ZIP: 85040 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APOLLO GROUP INC CENTRAL INDEX KEY: 0000929887 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 860419443 STATE OF INCORPORATION: AZ FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: 4615 EAST ELWOOD ST CITY: PHOENIX STATE: AZ ZIP: 85040 BUSINESS PHONE: 6029665394 MAIL ADDRESS: STREET 1: 4615 E ELWOOD STREET CITY: PHOENIX STATE: AZ ZIP: 85040 4 1 c07247_4x0.xml MAIN DOCUMENT DESCRIPTION X0303 4 2010-10-25 0000929887 APOLLO GROUP INC APOL 0001387816 D'Amico Joseph Lawrence 4025 S. RIVERPOINT PKWY PHOENIX AZ 85040 0 1 0 0 President and COO Class A Common Stock 2010-10-25 4 F 0 1244 36.44 D 101248 D Represents shares of the Issuer's Class A common stock withheld to satisfy the Issuer's tax withholding obligation upon the vesting of restricted stock units (RSUs) and the issuance of the underlying shares of Class A common stock. Includes (i) 40,220 shares of the Issuer's Class A common stock subject to RSUs granted July 6, 2010, and (i) 8,976 shares of the Issuer's Class A common stock subject to RSUs granted July 2, 2009. The 40,220 shares underlying the July 6, 2010 RSUs will be issued when those units vest (subject to an initial performance-vesting requirement) in a series of four successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the August 31, 2011, July 6, 2012, July 6, 2013, and July 6, 2014 vesting dates. The 8,976 shares underlying the July 2, 2009 RSUs will be issued as those units vest in three successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the July 2, 2011, July 2, 2012, and July 2, 2013 vesting dates. (footnote continued below) (continued from footnote 2 above) All of the RSUs are subject to accelerated vesting upon certain changes in ownership or control of the Issuer. The July 6, 2010 RSU award may also continue to vest (in accordance with the stated annual vesting dates) following the Reporting Person's cessation of service with the Issuer under certain defined circumstances. Does not include the performance share award made to the Reporting Person on July 6, 2010 for 14,196 target shares of the Issuer's Class A common stock that will not actually convert into any such shares unless the applicable performance goal is attained at threshold level or above. Also includes 101 shares of the Issuer's Class A common stock acquired under the Issuer's Employee Stock Purchase Plan on July 8, 2010 and 132 shares of the Issuer's Class A common stock acquired under the Issuer's Employee Stock Purchase Plan on October 7, 2010. by Brian L. Swartz for Joseph L. D'Amico 2010-10-27 -----END PRIVACY-ENHANCED MESSAGE-----