-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RdfpRwORhkli1TP0ETdZUb/ObwB7Ftr1+SLNJk2av1t5el4JfMaQ3FzTpQ3mk7M2 /tdozUVROMHJtvUWP9yoMw== 0001209191-09-043140.txt : 20090902 0001209191-09-043140.hdr.sgml : 20090902 20090902201134 ACCESSION NUMBER: 0001209191-09-043140 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090831 FILED AS OF DATE: 20090902 DATE AS OF CHANGE: 20090902 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Swartz Brian L CENTRAL INDEX KEY: 0001389351 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25232 FILM NUMBER: 091052075 MAIL ADDRESS: STREET 1: 4025 S RIVERPOINT PKWY STREET 2: MAIL-STOP CF-KX04 CITY: PHOENIX STATE: AZ ZIP: 85040 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APOLLO GROUP INC CENTRAL INDEX KEY: 0000929887 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 860419443 STATE OF INCORPORATION: AZ FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: 4615 EAST ELWOOD ST CITY: PHOENIX STATE: AZ ZIP: 85040 BUSINESS PHONE: 6029665394 MAIL ADDRESS: STREET 1: 4615 E ELWOOD STREET CITY: PHOENIX STATE: AZ ZIP: 85040 4 1 c89875_4x0.xml MAIN DOCUMENT DESCRIPTION X0303 4 2009-08-31 0000929887 APOLLO GROUP INC APOL 0001389351 Swartz Brian L 4025 S. RIVERPOINT PKWY PHOENIX AZ 85040 0 1 0 0 SVP, CFO & Treasurer Class A Common Stock 2009-08-31 4 F 0 855 64.84 D 23010 D Represents shares of the Issuer's Class A common stock withheld to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units and the issuance of the underlying shares of Class A common stock. Includes (i) 5,000 shares of the Issuer's Class A common stock subject to RSUs granted July 3, 2007, (ii) 2,400 shares of the Issuer's Class A common stock subject to RSUs granted April 3, 2009 and (iii) 9,220 shares of the Issuer's Class A common stock subject to RSUs granted July 2, 2009. The 5,000 shares underlying the July 3, 2007 RSUs will be issued when those units vest in two successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the August 31, 2010 and August 31, 2011 vesting dates. The 2,400 shares underlying the April 3, 2009 RSUs will be issued when those units vest (subject to an initial performance-vesting requirement) in four successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the August 31, 2010, April 3, 2011, April 3, 2012, and April 3, 2013 vesting dates. (Footnote continued below). (Continued from Note 2 above) The 9,220 shares underlying the July 2, 2009 RSUs will be issued as those units vest (subject to an initial performance-vesting requirement) in four successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the August 31, 2010, July 2, 2011, July 2, 2012 and July 2, 2013 vesting dates. All of the RSUs are subject to accelerated vesting upon certain changes in ownership or control of the Issuer. Brian L. Swartz 2009-09-02 -----END PRIVACY-ENHANCED MESSAGE-----