-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Nj3cayowaDR1OofunWxGVR8/brw5BQTDUjYH5xf+4PTGri8P1yNq4OeFJH7aUyoi GFBzPfW+ntJwB53E85FbJg== 0001209191-09-036491.txt : 20090714 0001209191-09-036491.hdr.sgml : 20090714 20090714200305 ACCESSION NUMBER: 0001209191-09-036491 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090713 FILED AS OF DATE: 20090714 DATE AS OF CHANGE: 20090714 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APOLLO GROUP INC CENTRAL INDEX KEY: 0000929887 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 860419443 STATE OF INCORPORATION: AZ FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: 4615 EAST ELWOOD ST CITY: PHOENIX STATE: AZ ZIP: 85040 BUSINESS PHONE: 6029665394 MAIL ADDRESS: STREET 1: 4615 E ELWOOD STREET CITY: PHOENIX STATE: AZ ZIP: 85040 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SPERLING PETER V CENTRAL INDEX KEY: 0001213138 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25232 FILM NUMBER: 09944694 MAIL ADDRESS: STREET 1: 4615 E ELWOOD CITY: PHOENIX STATE: AZ ZIP: 85040 4 1 c87891_4x0.xml MAIN DOCUMENT DESCRIPTION X0303 4 2009-07-13 0000929887 APOLLO GROUP INC APOL 0001213138 SPERLING PETER V 4025 S. RIVERPOINT PKWY PHOENIX AZ 85040 1 1 0 0 Vice Chrmn of the Board Class A Common Stock 2009-07-13 4 M 0 56250 8.3889 A 5812576 D Class A Common Stock 2009-07-13 4 S 0 56250 64.5443 D 5756326 D Class A Common Stock 2009-07-13 4 S 0 100000 65.2306 D 5656326 D Class A Common Stock 1357339 I John Sperling 1994 Irrevocable Trust Class A Common Stock 551156 I Peter V. Sperling Revocable Trust Non-Qualified Stock Option (right to buy) 8.3889 2009-07-13 4 M 0 56250 0 D 2010-01-12 Class A Common Stock 56250 0 D Includes (i) 1,810 shares of the Issuer's Class A common stock subject to restricted stock units (RSUs) granted July 10, 2008, (ii) 2,432 shares of the Issuer's Class A common stock subject to RSUs granted July 2, 2009 and (iii) 3,978 shares of the Issuer's Class A common stock subject to RSUs granted July 2, 2009. The 1,810 shares underlying the July 10, 2008 RSUs will be issued when those units vest upon the Reporting Person's continuation in service with the Issuer through August 31, 2009. The 2,432 shares underlying the July 2, 2009 RSUs will be issued as those units vest (subject to an initial performance-vesting requirement) in four successive equal installments on each of the August 31, 2010, July 2, 2011, July 2, 2012 and July 2, 2013 vesting dates. (footnote continued below) (continued from Note 1 above) The 3,978 shares underlying the July 2, 2009 RSUs will be issued as those units vest (subject to an initial performance-vesting requirement) as to two-thirds of the RSUs upon the Reporting Person's continuation in service with the Issuer through August 31, 2010, and the balance will vest upon the Reporting Person's continuation in service with the Issuer through August 31, 2011. All of the RSUs are subject to accelerated vesting upon certain changes in ownership or control of the Issuer. Represents the weighted average sale price per share. The actual sale prices ranged from a low of $64.37 to a high of $64.97. The Reporting Person will provide upon request by the Securities and Exchange Commission, the Issuer or any security holder of the Issuer full information regarding the number of shares sold at each separate price. Represents the weighted average sale price per share. The actual sale prices ranged from a low of $65.10 to a high of $65.3525. The Reporting Person will provide upon request by the Securities and Exchange Commission, the Issuer or any security holder of the Issuer full information regarding the number of shares sold at each separate price. By self as co-trustee and beneficiary of the John Sperling 1994 Irrevocable Trust dated April 27, 1994. By self as trustee and beneficiary of the Peter V. Sperling Revocable Trust dated January 31, 1995. The option vested and became exerciseable in three successive equal installments on each of the August 31, 2000, August 31, 2001 and August 31, 2002 vesting dates. by P. Robert Moya for Peter V. Sperling 2009-07-14 -----END PRIVACY-ENHANCED MESSAGE-----