-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SemDx2dXM1QfpBxj2DYKukxeWr1WKBzC4CumLj+fJwgWsu5b9Jn7GZczUvqMrxQY 5YyZbhtm5LvhaUeziSx4Pg== 0001209191-09-003878.txt : 20090120 0001209191-09-003878.hdr.sgml : 20090119 20090120165205 ACCESSION NUMBER: 0001209191-09-003878 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090115 FILED AS OF DATE: 20090120 DATE AS OF CHANGE: 20090120 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SPERLING JOHN G CENTRAL INDEX KEY: 0001237503 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25232 FILM NUMBER: 09534646 BUSINESS ADDRESS: BUSINESS PHONE: 480 966 5394 MAIL ADDRESS: STREET 1: 4615 E ELWOOD ST CITY: PHOENIX STATE: AZ ZIP: 85040 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APOLLO GROUP INC CENTRAL INDEX KEY: 0000929887 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 860419443 STATE OF INCORPORATION: AZ FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: 4615 EAST ELWOOD ST CITY: PHOENIX STATE: AZ ZIP: 85040 BUSINESS PHONE: 6029665394 MAIL ADDRESS: STREET 1: 4615 E ELWOOD STREET CITY: PHOENIX STATE: AZ ZIP: 85040 4 1 c79613_4x0.xml MAIN DOCUMENT DESCRIPTION X0303 4 2009-01-15 0000929887 APOLLO GROUP INC APOL 0001237503 SPERLING JOHN G 4025 S. RIVERPOINT PKWY PHOENIX AZ 85040 1 1 1 0 Exec Chairman of the Board Class A Common Stock 2009-01-15 4 S 0 32350 87.4023 D 13993289 D Class A Common Stock 2009-01-15 4 S 0 27150 88.1375 D 13966139 D Class A Common Stock 2009-01-16 4 S 0 116300 87.5550 D 13849839 D Class A Common Stock 2009-01-16 4 S 0 56700 88.2443 D 13793139 D Class A Common Stock 2009-01-16 4 S 0 17500 89.2687 D 13775639 D Class A Common Stock 1764736 I Aurora Foundation Class A Common Stock 1357339 I John Sperling 1994 Irrevocable Trust Class A Common Stock 585974 I John Sperling Revocable Trust Represents the weighted average sale price per share. The actual sale prices ranged from a low of $87 to a high of $87.99. The Reporting Person will provide upon request by the Securities and Exchange Commission, the Issuer or any security holder of the Issuer full information regarding the number of shares sold at each separate price. Includes 47,751 shares of the Issuer's Class A common stock subject to restricted stock units ("RSUs") granted July 3, 2007 and October 31, 2008. The 37,500 shares underlying the July 3, 2007 RSUs will be issued when those units vest in three successive equal annual installments upon the Reporting Person's continuation in service with the Issuer through each of August 31, 2009, August 31, 2010, and August 31, 2011. The 10,251 shares underlying the October 31, 2008 RSUs will be issued when those units vest in three successive equal annual installments upon the Reporting Person's continuation in service with the Issuer through each of August 31, 2009, August 31, 2010, and August 31, 2011. All 47,751 RSUs are subject to accelerated vesting upon certain changes in ownership or control of the Issuer. Represents the weighted average sale price per share. The actual sale prices ranged from a low of $88 to a high of $88.32. The Reporting Person will provide upon request by the Securities and Exchange Commission, the Issuer or any security holder of the Issuer full information regarding the number of shares sold at each separate price. Represents the weighted average sale price per share. The actual sale prices ranged from a low of $87.08 to a high of $87.98. The Reporting Person will provide upon request by the Securities and Exchange Commission, the Issuer or any security holder of the Issuer full information regarding the number of shares sold at each separate price. Represents the weighted average sale price per share. The actual sale prices ranged from a low of $88 to a high of $88.98. The Reporting Person will provide upon request by the Securities and Exchange Commission, the Issuer or any security holder of the Issuer full information regarding the number of shares sold at each separate price. Represents the weighted average sale price per share. The actual sale prices ranged from a low of $89.02 to a high of $89.42. The Reporting Person will provide upon request by the Securities and Exchange Commission, the Issuer or any security holder of the Issuer full information regarding the number of shares sold at each separate price. By self as trustee of the Aurora Foundation dated May 22, 1997. By self as co-trustee and beneficiary of the John Sperling 1994 Irrevocable Trust dated April 27, 1994. By self as trustee and beneficiary of the John Sperling Revocable Trust dated January 31, 1995. By: Joseph L. D'Amico For: John G. Sperling 2009-01-20 -----END PRIVACY-ENHANCED MESSAGE-----