-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LiiZ62GzV3klSMObXhXMKZgIzHbtJDHgwIKNadkqWLOyb7UH/i1rIHXUB4YNrc7D ClcVDLb7ldDfz6SDvESCYA== 0001209191-08-058470.txt : 20081103 0001209191-08-058470.hdr.sgml : 20081103 20081103194245 ACCESSION NUMBER: 0001209191-08-058470 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081031 FILED AS OF DATE: 20081103 DATE AS OF CHANGE: 20081103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APOLLO GROUP INC CENTRAL INDEX KEY: 0000929887 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 860419443 STATE OF INCORPORATION: AZ FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: 4615 EAST ELWOOD ST CITY: PHOENIX STATE: AZ ZIP: 85040 BUSINESS PHONE: 6029665394 MAIL ADDRESS: STREET 1: 4615 E ELWOOD STREET CITY: PHOENIX STATE: AZ ZIP: 85040 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SPERLING JOHN G CENTRAL INDEX KEY: 0001237503 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25232 FILM NUMBER: 081158902 BUSINESS ADDRESS: BUSINESS PHONE: 480 966 5394 MAIL ADDRESS: STREET 1: 4615 E ELWOOD ST CITY: PHOENIX STATE: AZ ZIP: 85040 4 1 c76611_4x0.xml MAIN DOCUMENT DESCRIPTION X0303 4 2008-10-31 0000929887 APOLLO GROUP INC APOL 0001237503 SPERLING JOHN G 4025 S. RIVERPOINT PARKWAY PHOENIX AZ 85040 1 1 1 0 Executive Chair of the Board Class A Common Stock 2008-10-31 4 A 0 10251 0.00 A 14815889 D Class A Common Stock 2158886 I Aurora Foundation Class A Common Stock 1357339 I JGS Irrevocable Trust Class A Common Stock 585974 I JGS Revocable Trust Non-qualified stock option (right to buy) 69.51 2008-10-31 4 A 0 25820 0.00 A 2014-10-30 Class A Common Stock 25820 25820 D Represents shares of the Issuer's Class A common stock underlying restricted stock units ("RSUs") awarded to the Reporting Person. The RSUs are subject to both performance-vesting and service-vesting requirements. Should the performance objective be attained, then the RSUs will vest in 3 successive equal annual installments upon the Reporting Person's completion of each year of service over the 3-year period measured from September 1, 2008, subject to accelerated vesting upon certain changes in control or ownership of the Issuer. The shares of the Issuer's Class A common stock will be issued as the RSUs vest. The RSUs also include dividend equivalent rights which will entitle the Reporting Person to the same dividends as would be received were the shares of Class A common stock underlying the RSUs actually outstanding shares. Includes 10,251 shares of the Issuer's Class A common stock subject to the reported RSUs. Includes 37,500 shares of the Issuer's Class A common stock subject to RSUs granted on July 3, 2007 that will be issued incrementally as those RSUs vest over a defined service period. By self as the trustee of the Aurora Foundation dated May 22, 1997. By self as co-trustee and beneficiary of the John Sperling 1994 Irrevocable Trust dated April 27, 1994. By self as trustee and beneficiary of the John G. Sperling Revocable Trust dated January 31, 1995. The option will vest and become exercisable for the underlying shares of Class A Common stock in 3 successive equal annual installments upon the Reporting Person's completion of each year of service with the Issuer over the 3-year period measured from September 1, 2008, subject to accelerated vesting upon certain changes in control or ownership of the Issuer. /s/ Joseph L. D'Amico for John G. Sperling 2008-11-03 -----END PRIVACY-ENHANCED MESSAGE-----