0000929887-16-000214.txt : 20161018 0000929887-16-000214.hdr.sgml : 20161018 20161018163525 ACCESSION NUMBER: 0000929887-16-000214 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161014 FILED AS OF DATE: 20161018 DATE AS OF CHANGE: 20161018 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APOLLO EDUCATION GROUP INC CENTRAL INDEX KEY: 0000929887 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 860419443 STATE OF INCORPORATION: AZ FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: 4025 S. RIVERPOINT PARKWAY CITY: PHOENIX STATE: AZ ZIP: 85040 BUSINESS PHONE: 4809665394 MAIL ADDRESS: STREET 1: 4025 S. RIVERPOINT PARKWAY CITY: PHOENIX STATE: AZ ZIP: 85040 FORMER COMPANY: FORMER CONFORMED NAME: APOLLO GROUP INC DATE OF NAME CHANGE: 19940912 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cappelli Gregory William CENTRAL INDEX KEY: 0001396055 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25232 FILM NUMBER: 161941173 MAIL ADDRESS: STREET 1: 4025 S RIVERPOINT PKWY STREET 2: MS CF-K815 CITY: PHOENIX STATE: AZ ZIP: 85040 4 1 wf-form4_147682290435513.xml FORM 4 X0306 4 2016-10-14 0 0000929887 APOLLO EDUCATION GROUP INC APOL 0001396055 Cappelli Gregory William 4025 S. RIVERPOINT PKWY PHOENIX AZ 85040 1 1 0 0 Chief Executive Officer Class A Common Stock 2016-10-14 4 F 0 26293 8.46 D 642256 D Represents shares of the Issuer's Class A common stock withheld to satisfy the Issuer's tax withholding obligation upon the vesting of restricted stock units ("RSUs") and the issuance of the underlying shares of the Issuer's Class A common stock. Includes (i) 157,938 shares of the Issuer's Class A common stock subject to RSUs granted August 12, 2015 and (ii) 45,999 shares of the Issuer's Class A common stock subject to RSUs granted on August 12, 2014. The 157,938 shares listed in (i) above will be issued when those units vest in a series of two successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the August 12, 2017 and August 12, 2018 vesting dates. (footnote continued below) (continued from footnote 2 above) The 45,999 shares listed in (ii) above will be issued when those units vest upon the Reporting Person's continuation in service with the Issuer through the August 12, 2017 vesting date. All of the RSUs are subject to accelerated vesting upon certain changes in ownership or control of the Issuer, and all of the RSUs are subject to service-vesting credits in the event the Reporting Person is terminated under certain specified circumstances during the service-vesting period. By Gregory J. Iverson for Gregory W. Cappelli 2016-10-17