0000929887-15-000155.txt : 20151218 0000929887-15-000155.hdr.sgml : 20151218 20151218163658 ACCESSION NUMBER: 0000929887-15-000155 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151216 FILED AS OF DATE: 20151218 DATE AS OF CHANGE: 20151218 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APOLLO EDUCATION GROUP INC CENTRAL INDEX KEY: 0000929887 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 860419443 STATE OF INCORPORATION: AZ FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: 4025 S. RIVERPOINT PARKWAY CITY: PHOENIX STATE: AZ ZIP: 85040 BUSINESS PHONE: 4809665394 MAIL ADDRESS: STREET 1: 4025 S. RIVERPOINT PARKWAY CITY: PHOENIX STATE: AZ ZIP: 85040 FORMER COMPANY: FORMER CONFORMED NAME: APOLLO GROUP INC DATE OF NAME CHANGE: 19940912 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bowling James Mitchell CENTRAL INDEX KEY: 0001593294 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25232 FILM NUMBER: 151297220 MAIL ADDRESS: STREET 1: 4025 S RIVERPOINT PKWY STREET 2: MS CF-K808 CITY: PHOENIX STATE: AZ ZIP: 85040 4 1 wf-form4_145047460764460.xml FORM 4 X0306 4 2015-12-16 0 0000929887 APOLLO EDUCATION GROUP INC APOL 0001593294 Bowling James Mitchell 4025 S. RIVERPOINT PKWY PHOENIX AZ 85040 0 1 0 0 SVP, COO Class A Common Stock 2015-12-16 4 F 0 11921 7.77 D 239066 D Represents shares of the Issuer's Class A common stock withheld to satisfy the Issuer's tax withholding obligation upon the vesting of restricted stock units ("RSUs") and the issuance of the underlying shares of the Issuer's Class A common stock. Includes (i) 77,760 shares of the Issuer's Class A common stock subject to RSUs granted August 12, 2015, (ii) 40,293 shares of the Issuer's Class A common stock subject to RSUs granted August 12, 2015, (iii) 29,172 shares of the Issuer's Class A common stock subject to RSUs granted August 12, 2014, (iv) 13,378 shares of the Issuer's Class A common stock subject to RSUs granted December 16, 2013, and (v) 31,020 shares of the Issuer's Class A common stock subject to RSUs granted December 16, 2013. The 77,760 shares listed in (i) above will be issued when those units vest (subject to an initial performance-vesting requirement) in a series of four successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the August 31, 2016, August 12, 2017, August 12, 2018 and August 12, 2019 vesting dates. (footnote continued below) (continued from footnote 2 above) The 40,293 shares listed in (ii) above will be issued when those units vest in a series of three successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the August 12, 2016, August 12, 2017, and August 12, 2018 vesting dates, subject to accelerated vesting upon an involuntary termination of the Reporting Person's service without cause. The 29,172 shares listed in (iii) above will be issued when those units vest in a series of three successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the August 12, 2016, August 12, 2017, and August 12, 2018 vesting dates. (footnote continued below) (continued from footnote 3 above) The 13,378 shares listed in (iv) above will be issued when those units vest in a series of two successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the December 16, 2016 and December 16, 2017 vesting dates. The 31,020 shares listed in (v) above will be issued when those units vest upon the Reporting Person's continuation in service with the Issuer through the December 16, 2016 vesting date. All of the RSUs are subject to accelerated vesting upon certain changes in ownership or control of the Issuer. By Gregory J. Iverson for J. Mitchell Bowling 2015-12-18