0000929887-15-000144.txt : 20151026 0000929887-15-000144.hdr.sgml : 20151026 20151026190647 ACCESSION NUMBER: 0000929887-15-000144 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151022 FILED AS OF DATE: 20151026 DATE AS OF CHANGE: 20151026 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APOLLO EDUCATION GROUP INC CENTRAL INDEX KEY: 0000929887 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 860419443 STATE OF INCORPORATION: AZ FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: 4025 S. RIVERPOINT PARKWAY CITY: PHOENIX STATE: AZ ZIP: 85040 BUSINESS PHONE: 4809665394 MAIL ADDRESS: STREET 1: 4025 S. RIVERPOINT PARKWAY CITY: PHOENIX STATE: AZ ZIP: 85040 FORMER COMPANY: FORMER CONFORMED NAME: APOLLO GROUP INC DATE OF NAME CHANGE: 19940912 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Martin Sean CENTRAL INDEX KEY: 0001500332 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25232 FILM NUMBER: 151175973 MAIL ADDRESS: STREET 1: 4025 S RIVERPOINT PKWY CITY: PHOENIX STATE: AZ ZIP: 85040 4 1 wf-form4_144590079800336.xml FORM 4 X0306 4 2015-10-22 0 0000929887 APOLLO EDUCATION GROUP INC APOL 0001500332 Martin Sean 4025 S. RIVERPOINT PKWY PHOENIX AZ 85040 0 1 0 0 SVP, General Counsel Class A Common Stock 2015-10-22 4 F 0 5408 7.185 D 177201 D Class A Common Stock 2015-10-22 4 G 0 6317 0 D 170884 D Class A Common Stock 2015-10-22 4 G 0 6317 0 A 26659 I Martin Family Trust U/A Dtd 1/21/10 Represents shares of the Issuer's Class A common stock withheld to satisfy the Issuer's tax withholding obligation upon the vesting of restricted stock units ("RSUs") and the issuance of the underlying shares of the Issuer's Class A common stock. Includes (i) 62,856 shares of the Issuer's Class A common stock subject to RSUs granted August 12, 2015, (ii) 32,235 shares of the Issuer's Class A common stock subject to RSUs granted August 12, 2015, (iii) 27,768 shares of the Issuer's Class A common stock subject to RSUs granted August 12, 2014, (iv) 9,876 shares of the Issuer's Class A common stock subject to RSUs granted August 12, 2014, (v) 9,972 shares of the Issuer's Class A common stock subject to RSUs granted August 13, 2013, (vi) 23,430 shares of the Issuer's Class A common stock subject to RSUs granted August 13, 2013, and (vii) 4,747 shares of the Issuer's Class A common stock subject to RSUs granted July 2, 2012. (footnote continued below) (continued from footnote 2 above) The 62,856 shares listed in (i) above will be issued when those units vest (subject to an initial performance-vesting requirement) in a series of four successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the August 31, 2016, August 12, 2017, August 12, 2018 and August 12, 2019 vesting dates. The 32,235 shares listed in (ii) above will be issued when those units vest in a series of three successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the August 12, 2016, August 12, 2017, and August 12, 2018 vesting dates, subject to accelerated vesting upon an involuntary termination of the Reporting Person's service without cause. (footnote continued below) (continued from footnote 3 above) The 27,768 shares listed in (iii) above will be issued when those units vest in a series of three successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the August 12, 2016, August 12, 2017, and August 12, 2018 vesting dates. The 9,876 shares listed in (iv) above will be issued when those units vest in a series of two successive equal installments upon the Reporting Person's continuation in service through each of the August 12, 2016 and August 12, 2017 vesting dates. The 9,972 shares listed in (v) above will be issued when those units vest upon the Reporting Person's continuation in service with the Issuer through the August 13, 2016 vesting date. (footnote continued below) (continued from footnote 4 above) The 23,430 shares listed in (vi) above will be issued when those units vest in a series of two successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the August 13, 2016 and August 13, 2017 vesting dates. The 4,747 shares listed in (vii) above will be issued when those units vest upon the Reporting Person's continuation in service with the Issuer through the July 2, 2016 vesting date. All of the RSUs are subject to accelerated vesting upon certain changes in ownership or control of the Issuer. Does not include 5,781 target shares of the Issuer's Class A common stock subject to the performance share award made to the Reporting Person on July 2, 2012. The award will not convert into any shares of the Issuer's Class A common stock based on the level of achievement of the applicable performance goals over the specified performance period. By self as co-trustee and beneficiary of the Martin Family Trust U/A dated January 21, 2010. By Gregory J. Iverson for Sean Martin 2015-10-26