0000929887-15-000074.txt : 20150708
0000929887-15-000074.hdr.sgml : 20150708
20150708181237
ACCESSION NUMBER: 0000929887-15-000074
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150706
FILED AS OF DATE: 20150708
DATE AS OF CHANGE: 20150708
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: APOLLO EDUCATION GROUP INC
CENTRAL INDEX KEY: 0000929887
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200]
IRS NUMBER: 860419443
STATE OF INCORPORATION: AZ
FISCAL YEAR END: 0831
BUSINESS ADDRESS:
STREET 1: 4025 S. RIVERPOINT PARKWAY
CITY: PHOENIX
STATE: AZ
ZIP: 85040
BUSINESS PHONE: 4809665394
MAIL ADDRESS:
STREET 1: 4025 S. RIVERPOINT PARKWAY
CITY: PHOENIX
STATE: AZ
ZIP: 85040
FORMER COMPANY:
FORMER CONFORMED NAME: APOLLO GROUP INC
DATE OF NAME CHANGE: 19940912
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SPERLING PETER V
CENTRAL INDEX KEY: 0001213138
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-25232
FILM NUMBER: 15980066
MAIL ADDRESS:
STREET 1: 4615 E ELWOOD
CITY: PHOENIX
STATE: AZ
ZIP: 85040
4
1
wf-form4_143639354740441.xml
FORM 4
X0306
4
2015-07-06
0
0000929887
APOLLO EDUCATION GROUP INC
APOL
0001213138
SPERLING PETER V
4025 S. RIVERPOINT PKWY
PHOENIX
AZ
85040
1
1
0
0
Chairman of the Board
Class A Common Stock
2015-07-06
4
F
0
529
13.04
D
2692084
D
Class A Common Stock
800000
I
John Sperling 1994 Irrevocable Trust
Class A Common Stock
551156
I
Peter V. Sperling Revocable Trust
Represents shares of the Issuer's Class A common stock withheld to satisfy the Issuer's tax withholding obligation upon the vesting of restricted stock units ("RSUs") and the issuance of the underlying shares of the Issuer's Class A common stock.
Includes (i) 21,132 shares of the Issuer's Class A common stock subject to RSUs granted August 12, 2014, (ii) 20,190 shares of the Issuer's Class A common stock subject to RSUs granted August 13, 2013, (iii) 2,628 shares of the Issuer's Class A common stock subject to RSUs granted May 1, 2013, and (iv) 2,081 shares of the Issuer's Class A common stock subject to RSUs granted July 2, 2012. The 21,132 shares listed in (i) above will be issued when those units vest (subject to an initial performance-vesting requirement) in a series of four successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the August 31, 2015, August 12, 2016, August 12, 2017, and August 12, 2018 vesting dates. (footnote continued below)
(continued from footnote 2 above) The 20,190 shares listed in (ii) above will be issued when those units vest in a series of three successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the August 13, 2015, August 13, 2016, and August 13, 2017 vesting dates. The 2,628 shares listed in (iii) above and the 2,081 shares listed in (iv) above will be issued when those units vest upon the Reporting Person's continuation in service with the Issuer through the July 2, 2016 vesting date. All of the RSUs are subject to accelerated vesting upon certain changes in ownership or control of the Issuer.
Does not include 705 target shares of the Issuer's Class A common stock subject to the performance share award made to the Reporting Person on July 2, 2012. The award will not actually convert into any shares of the Issuer's Class A common stock unless the applicable performance goals are attained at threshold level or above.
By self as co-trustee and beneficiary of the John Sperling 1994 Irrevocable Trust dated April 27, 1994.
By self as trustee and beneficiary of the Peter V. Sperling Revocable Trust dated January 31, 1995.
By Gregory J. Iverson for Peter V. Sperling
2015-07-08