0000929887-15-000021.txt : 20150304 0000929887-15-000021.hdr.sgml : 20150304 20150304164448 ACCESSION NUMBER: 0000929887-15-000021 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150302 FILED AS OF DATE: 20150304 DATE AS OF CHANGE: 20150304 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APOLLO EDUCATION GROUP INC CENTRAL INDEX KEY: 0000929887 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 860419443 STATE OF INCORPORATION: AZ FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: 4025 S. RIVERPOINT PARKWAY CITY: PHOENIX STATE: AZ ZIP: 85040 BUSINESS PHONE: 4809665394 MAIL ADDRESS: STREET 1: 4025 S. RIVERPOINT PARKWAY CITY: PHOENIX STATE: AZ ZIP: 85040 FORMER COMPANY: FORMER CONFORMED NAME: APOLLO GROUP INC DATE OF NAME CHANGE: 19940912 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Martin Sean CENTRAL INDEX KEY: 0001500332 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25232 FILM NUMBER: 15674012 MAIL ADDRESS: STREET 1: 4025 S RIVERPOINT PKWY CITY: PHOENIX STATE: AZ ZIP: 85040 4 1 wf-form4_142550547896832.xml FORM 4 X0306 4 2015-03-02 0 0000929887 APOLLO EDUCATION GROUP INC APOL 0001500332 Martin Sean 4025 S. RIVERPOINT PKWY PHOENIX AZ 85040 0 1 0 0 SVP, General Counsel Class A Common Stock 117218 D Class A Common Stock 2015-03-02 4 S 0 6905 27.9336 D 0 I Martin Family Trust U/A Dtd 1/21/10 Includes (i) 37,024 shares of the Issuer's Class A common stock subject to restricted stock units ("RSUs") granted August 12, 2014, (ii) 12,345 shares of the Issuer's Class A common stock subject to RSUs granted August 12, 2014, (iii) 19,944 shares of the Issuer's Class A common stock subject to RSUs granted August 13, 2013, (iv) 35,145 shares of the Issuer's Class A common stock subject to RSUs granted August 13, 2013, (v) 9,494 shares of the Issuer's Class A common stock subject to RSUs granted July 2, 2012, and (vi) 3,266 shares of the Issuer's Class A common stock subject to RSUs granted July 6, 2011. The 37,024 shares listed in (i) above will be issued when those units vest (subject to an initial performance-vesting requirement) in a series of four successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the August 31, 2015, August 12, 2016, August 12, 2017, and August 12, 2018 vesting dates. (footnote continued below) (continued from footnote 1 above) The 12,345 shares listed in (ii) above will be issued when those units vest (subject to an initial performance-vesting requirement) in a series of three successive installments over the Reporting Person's period of service with the Issuer as follows: 20% of the RSUs will vest upon the Reporting Person's continuation in service through the August 31, 2015 vesting date, and the balance will vest in two successive equal annual installments upon the Reporting Person's continuation in service through each of the August 12, 2016 and August 12, 2017 vesting dates. The 19,944 shares listed in (iii) above will be issued when those units vest in a series of two successive equal installments upon the Reporting Person's continuation in service through each of the August 13, 2015 and August 13, 2016 vesting dates. (footnote continued below) (continued from footnote 2 above) The 35,145 shares listed in (iv) above will be issued when those units vest in a series of three successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the August 13, 2015, August 13, 2016, and August 13, 2017 vesting dates. The 9,494 shares listed in (v) above will be issued when those units vest in a series of two successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the July 2, 2015 and July 2, 2016 vesting dates. The 3,266 shares listed in (vi) above will be issued when those units vest upon the Reporting Person's continuation in service with the Issuer through the July 6, 2015 vesting date. All of the RSUs are subject to accelerated vesting upon certain changes in ownership or control of the Issuer. Does not include 5,781 target shares of the Issuer's Class A common stock subject to the performance share award made to the Reporting Person on July 2, 2012. This award will not actually convert into any shares of the Issuer's Class A common stock unless the applicable performance goals are attained at threshold level or above. The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 23, 2014. Represents the weighted average sale price per share. The actual sale prices ranged from a low of $27.70 to a high of $28.06. The Reporting Person will provide upon request by the Securities and Exchange Commission, the Issuer or any security holder of the Issuer full information regarding the number of shares sold at each separate price. By self as co-trustee and beneficiary of the Martin Family Trust U/A dated January 21, 2010. By Brian L. Swartz for Sean Martin 2015-03-04