0000929887-14-000114.txt : 20140814 0000929887-14-000114.hdr.sgml : 20140814 20140814183929 ACCESSION NUMBER: 0000929887-14-000114 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140812 FILED AS OF DATE: 20140814 DATE AS OF CHANGE: 20140814 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APOLLO EDUCATION GROUP INC CENTRAL INDEX KEY: 0000929887 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 860419443 STATE OF INCORPORATION: AZ FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: 4025 S. RIVERPOINT PARKWAY CITY: PHOENIX STATE: AZ ZIP: 85040 BUSINESS PHONE: 4809665394 MAIL ADDRESS: STREET 1: 4025 S. RIVERPOINT PARKWAY CITY: PHOENIX STATE: AZ ZIP: 85040 FORMER COMPANY: FORMER CONFORMED NAME: APOLLO GROUP INC DATE OF NAME CHANGE: 19940912 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HERBERGER ROY A JR CENTRAL INDEX KEY: 0001027964 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] STATE OF INCORPORATION: AZ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25232 FILM NUMBER: 141044658 MAIL ADDRESS: STREET 1: 400 E VAN BUREN ST STREET 2: PO BOX 52132 CITY: PHOENIX STATE: AZ ZIP: 85072-2132 4 1 wf-form4_140805595940701.xml FORM 4 X0306 4 2014-08-12 0 0000929887 APOLLO EDUCATION GROUP INC APOL 0001027964 HERBERGER ROY A JR 4025 S. RIVERPOINT PKWY PHOENIX AZ 85040 1 0 0 0 Class A Common Stock 2014-08-12 4 A 0 7106 0 A 37340 D Represents shares of the Issuer's Class A common stock underlying restricted stock units ("RSUs") granted to the Reporting Person. The RSUs will vest in full upon the Reporting Person's continuation in Board service with the Issuer through August 31, 2015, subject to accelerated vesting of the entire award upon certain changes in ownership or control of the Issuer. The vested shares of the Issuer's Class A common stock underlying the RSUs will be issued in one or more installments following the Reporting Person's cessation of Board service. The RSUs also include dividend equivalent rights which will entitle the Reporting Person to the same dividends that would be payable were the shares of the Issuer's Class A common stock underlying the RSUs actually outstanding shares at the time of such dividends. The credited dividends will be paid concurrently with the issuance of those shares of the Issuer's Class A common stock. Includes (i) 7,106 shares of the Issuer's Class A common stock subject to the reported RSU award, (ii) 10,469 shares of the Issuer's Class A common stock subject to RSUs granted August 13, 2013 that will vest upon the Reporting Person's continuation in Board service with the Issuer through August 31, 2014 and will be issued in one or more installments following the Reporting Person's cessation of Board service with the Issuer, and (iii) 12,188 deferred shares of the Issuer's Class A common stock that will be issued in one or more installments following the Reporting Person's cessation of Board service with the Issuer. All of the RSUs are subject to accelerated vesting upon certain changes in ownership or control of the Issuer. By Gregory J. Iverson for Dr. Roy Herberger, Jr. 2014-08-14