0000929887-14-000081.txt : 20140707 0000929887-14-000081.hdr.sgml : 20140707 20140707190544 ACCESSION NUMBER: 0000929887-14-000081 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140702 FILED AS OF DATE: 20140707 DATE AS OF CHANGE: 20140707 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APOLLO EDUCATION GROUP INC CENTRAL INDEX KEY: 0000929887 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 860419443 STATE OF INCORPORATION: AZ FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: 4025 S. RIVERPOINT PARKWAY CITY: PHOENIX STATE: AZ ZIP: 85040 BUSINESS PHONE: 4809665394 MAIL ADDRESS: STREET 1: 4025 S. RIVERPOINT PARKWAY CITY: PHOENIX STATE: AZ ZIP: 85040 FORMER COMPANY: FORMER CONFORMED NAME: APOLLO GROUP INC DATE OF NAME CHANGE: 19940912 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Swartz Brian L CENTRAL INDEX KEY: 0001389351 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25232 FILM NUMBER: 14963917 MAIL ADDRESS: STREET 1: 4025 S RIVERPOINT PKWY STREET 2: MAIL-STOP CF-KX04 CITY: PHOENIX STATE: AZ ZIP: 85040 4 1 wf-form4_140477433233885.xml FORM 4 X0306 4 2014-07-02 0 0000929887 APOLLO EDUCATION GROUP INC APOL 0001389351 Swartz Brian L 4025 S. RIVERPOINT PKWY PHOENIX AZ 85040 0 1 0 0 SVP & CFO Class A Common Stock 2014-07-02 4 F 0 2748 30.82 D 93877 D Class A Common Stock 2014-07-06 4 F 0 2803 32.02 D 91074 D Represents shares of the Issuer's Class A common stock withheld to satisfy the Issuer's tax withholding obligation upon the vesting of restricted stock units (RSUs) and the issuance of the underlying shares of the Issuer's Class A common stock. Includes (i) 59,324 shares of the Issuer's Class A common stock subject to RSUs granted August 13, 2013, (ii) 13,622 shares of the Issuer's Class A common stock subject to RSUs granted July 2, 2012, (iii) 1,652 shares of the Issuer's Class A common stock subject to RSUs granted July 2, 2012, and (iv) 4,846 shares of the Issuer's Class A common stock subject to RSUs granted July 6, 2011. The 59,324 shares listed in (i) above will be issued when those units vest (subject to an initial performance-vesting requirement) in a series of four successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the August 31, 2014, August 13, 2015, August 13, 2016, and August 13, 2017 vesting dates. (footnote continued below) (continued from footnote 2 above) The 13,622 shares listed in (ii) above will be issued when those units vest in a series of two successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the July 2, 2015 and July 2, 2016 vesting dates. The 1,652 shares listed in (iii) above will be issued when those units vest upon the Reporting Person's continuation in service with the Issuer through the July 2, 2015 vesting date. The 4,846 shares listed in (iv) above will be issued when those units vest upon the Reporting Person's continuation in service with the Issuer through the July 6, 2015 vesting date. All of the RSUs are subject to accelerated vesting upon certain changes in ownership or control of the Issuer. Does not include (i) 10,734 target shares of the Issuer's Class A common stock subject to the performance share award made to the Reporting Person on July 2, 2012, (ii) 1,185 target shares of the Issuer's Class A common stock subject to the performance share award made to the Reporting Person on October 5, 2011, or (iii) 5,796 target shares of the Issuer's Class A common stock subject to the performance share award made to the Reporting Person on July 6, 2011. Those awards will not actually convert into any shares of the Issuer's Class A common stock unless the applicable performance goals are attained at threshold level or above. In addition to the number of shares set forth in footnote 2 above, includes an additional (i) 4,846 shares of the Issuer's Class A common stock subject to RSUs granted July 6, 2011 and (ii) 3,788 shares of the Issuer's Class A common stock subject to RSUs granted July 6, 2010, both of which vested on July 6, 2014. Brian L. Swartz 2014-07-07