0000929887-14-000077.txt : 20140707
0000929887-14-000077.hdr.sgml : 20140707
20140707190327
ACCESSION NUMBER: 0000929887-14-000077
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140702
FILED AS OF DATE: 20140707
DATE AS OF CHANGE: 20140707
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: APOLLO EDUCATION GROUP INC
CENTRAL INDEX KEY: 0000929887
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200]
IRS NUMBER: 860419443
STATE OF INCORPORATION: AZ
FISCAL YEAR END: 0831
BUSINESS ADDRESS:
STREET 1: 4025 S. RIVERPOINT PARKWAY
CITY: PHOENIX
STATE: AZ
ZIP: 85040
BUSINESS PHONE: 4809665394
MAIL ADDRESS:
STREET 1: 4025 S. RIVERPOINT PARKWAY
CITY: PHOENIX
STATE: AZ
ZIP: 85040
FORMER COMPANY:
FORMER CONFORMED NAME: APOLLO GROUP INC
DATE OF NAME CHANGE: 19940912
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Newton Frederick James
CENTRAL INDEX KEY: 0001494320
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-25232
FILM NUMBER: 14963911
MAIL ADDRESS:
STREET 1: 4025 S. RIVERPOINT PKWY.
STREET 2: MS CF-KX04
CITY: PHOENIX
STATE: AZ
ZIP: 85040
4
1
wf-form4_140477419681060.xml
FORM 4
X0306
4
2014-07-02
0
0000929887
APOLLO EDUCATION GROUP INC
APOL
0001494320
Newton Frederick James
4025 S. RIVERPOINT PKWY
PHOENIX
AZ
85040
0
1
0
0
SR VP, Chief HR Officer
Class A Common Stock
2014-07-02
4
F
0
1631
30.82
D
46527
D
Class A Common Stock
2014-07-06
4
F
0
1126
32.02
D
45401
D
Represents shares of the Issuer's Class A common stock withheld to satisfy the Issuer's tax withholding obligation upon the vesting of restricted stock units (RSUs) and the issuance of the underlying shares of the Issuer's Class A common stock.
Includes (i) 28,168 shares of the Issuer's Class A common stock subject to RSUs granted August 13, 2013, (ii) 1,652 shares of the Issuer's Class A common stock subject to RSUs granted July 2, 2012, (iii) 6,742 shares of the Issuer's Class A common stock subject to RSUs granted July 2, 2012, and (iv) 2,212 shares of the Issuer's Class A common stock subject to RSUs granted July 6, 2011. The 28,168 shares listed in (i) above will be issued when those units vest (subject to an initial performance-vesting requirement) in a series of four successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the August 31, 2014, August 13, 2015, August 13, 2016, and August 13, 2017 vesting dates. The August 13, 2013 RSUs are also subject to accelerated vesting in the event the Reporting Person's employment terminates under certain specified circumstances during the service-vesting period. (footnote continued below)
(continued from footnote 2 above) The 1,652 shares listed in (ii) above will be issued when those units vest upon the Reporting Person's continuation in service with the Issuer through the July 2, 2015 vesting date. The 6,742 shares listed in (iii) above will be issued when those units vest in a series of two successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the July 2, 2015 and July 2, 2016 vesting dates. The 2,212 shares listed in (iv) above will be issued when those units vest upon the Reporting Person's continuation in service with the Issuer through the July 6, 2015 vesting date. All of the RSUs are subject to accelerated vesting upon certain changes in ownership or control of the Issuer.
Does not include (i) 2,478 target shares of the Issuer's Class A common stock subject to the performance share award made to the Reporting Person on July 2, 2012, (ii) 357 target shares of the Issuer's Class A common stock subject to the performance share award made to the Reporting Person on October 5, 2011, or (iii) 1,266 target shares of the Issuer's Class A common stock subject to the performance share award made to the Reporting Person on July 6, 2011. Those awards will not actually convert into any shares of the Issuer's Class A common stock unless the applicable performance goals are attained at threshold level or above.
In addition to the number of shares set forth in footnote 2 above, includes an additional (i) 2,212 shares of the Issuer's Class A common stock subject to RSUs granted July 6, 2011 and (ii) 1,257 shares of the Issuer's Class A common stock subject to RSUs granted July 6, 2010, both of which vested on July 6, 2014.
By Brian L. Swartz for Frederick James Newton
2014-07-07