0000929887-14-000052.txt : 20140519
0000929887-14-000052.hdr.sgml : 20140519
20140519183728
ACCESSION NUMBER: 0000929887-14-000052
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140515
FILED AS OF DATE: 20140519
DATE AS OF CHANGE: 20140519
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: APOLLO EDUCATION GROUP INC
CENTRAL INDEX KEY: 0000929887
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200]
IRS NUMBER: 860419443
STATE OF INCORPORATION: AZ
FISCAL YEAR END: 0831
BUSINESS ADDRESS:
STREET 1: 4025 S. RIVERPOINT PARKWAY
CITY: PHOENIX
STATE: AZ
ZIP: 85040
BUSINESS PHONE: 4809665394
MAIL ADDRESS:
STREET 1: 4025 S. RIVERPOINT PARKWAY
CITY: PHOENIX
STATE: AZ
ZIP: 85040
FORMER COMPANY:
FORMER CONFORMED NAME: APOLLO GROUP INC
DATE OF NAME CHANGE: 19940912
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Martin Sean
CENTRAL INDEX KEY: 0001500332
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-25232
FILM NUMBER: 14855963
MAIL ADDRESS:
STREET 1: 4025 S RIVERPOINT PKWY
CITY: PHOENIX
STATE: AZ
ZIP: 85040
4
1
wf-form4_140053903800628.xml
FORM 4
X0306
4
2014-05-15
0
0000929887
APOLLO EDUCATION GROUP INC
APOL
0001500332
Martin Sean
4025 S. RIVERPOINT PKWY
PHOENIX
AZ
85040
0
1
0
0
SVP, General Counsel
Class A Common Stock
2014-05-15
4
S
0
3709
28.5043
D
101044
D
The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 25, 2013.
Represents the weighted average sale price per share. The actual sale prices ranged from a low of $28.33 to a high of $28.62. The Reporting Person will provide upon request by the Securities and Exchange Commission, the Issuer or any security holder of the Issuer full information regarding the number of shares sold at each separate price.
Includes (i) 24,930 shares of the Issuer's Class A common stock subject to RSUs granted August 13, 2013, (ii) 46,860 shares of the Issuer's Class A common stock subject to RSUs granted August 13, 2013, (iii) 14,241 shares of the Issuer's Class A common stock subject to RSUs granted July 2, 2012, (iv) 6,532 shares of the Issuer's Class A common stock subject to RSUs granted July 6, 2011, (v) 2,256 shares of the Issuer's Class A common stock subject to RSUs granted October 15, 2010, and (vi) 2,300 shares of the Issuer's Class A common stock subject to RSUs granted October 15, 2010. The 24,930 shares underlying the RSUs listed in (i) above will be issued when those units vest (subject to an initial performance-vesting requirement) in a series of three successive installments over the Reporting Person's period of service with the Issuer as follows: 20% of the RSUs will vest upon the Reporting Person's continuation in service through the (footnote continued below)
(continued from footnote 3 above) August 31, 2014 vesting date, and the balance will vest in two successive equal annual installments upon the Reporting Person's continuation in service through each of the August 13, 2015 and August 13, 2016 vesting dates. The 46,860 shares underlying the RSUs listed in (ii) above will be issued when those units vest (subject to an initial performance-vesting requirement) in a series of four successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the August 31, 2014, August 13, 2015, August 13, 2016, and August 13, 2017 vesting dates. The 14,241 shares underlying the RSUs listed in (iii) above will be issued when those units vest in a series of three successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the July 2, 2014, (footnote continued below)
(continued from footnote 4 above) July 2, 2015, and July 2, 2016 vesting dates. The 6,532 shares RSUs listed in (iv) above will be issued when those units vest in a series of two successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the July 6, 2014 and July 6, 2015 vesting dates. The 2,256 shares underlying the RSUs described in (v) above will be issued when those units vest upon the Reporting Person's continuation in service with the Issuer through the October 15, 2014 vesting date. The 2,300 shares underlying the RSUs described in (vi) above will be issued when those units vest upon the Reporting Person's continuation in service with the Issuer through the July 6, 2014 vesting date. All of the RSUs are subject to accelerated vesting upon certain changes in ownership or control of the Issuer.
Does not include (i) 5,781 target shares of the Issuer's Class A common stock subject to the performance share award made to the Reporting Person on July 2, 2012, (ii) 594 target shares of the Issuer's Class A common stock subject to the performance share award made to the Reporting Person on October 5, 2011, or (iii) 3,162 target shares of the Issuer's Class A common stock subject to the performance share award made to the Reporting Person on July 6, 2011. Those awards will not actually convert into any shares of the Issuer's Class A common stock unless the applicable performance goals are attained at threshold level or above.
By Gregory J. Iverson for Sean Martin
2014-05-19