0000929887-14-000018.txt : 20140205 0000929887-14-000018.hdr.sgml : 20140205 20140205160941 ACCESSION NUMBER: 0000929887-14-000018 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140203 FILED AS OF DATE: 20140205 DATE AS OF CHANGE: 20140205 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APOLLO EDUCATION GROUP INC CENTRAL INDEX KEY: 0000929887 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 860419443 STATE OF INCORPORATION: AZ FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: 4025 S. RIVERPOINT PARKWAY CITY: PHOENIX STATE: AZ ZIP: 85040 BUSINESS PHONE: 4809665394 MAIL ADDRESS: STREET 1: 4025 S. RIVERPOINT PARKWAY CITY: PHOENIX STATE: AZ ZIP: 85040 FORMER COMPANY: FORMER CONFORMED NAME: APOLLO GROUP INC DATE OF NAME CHANGE: 19940912 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BISHOP TERRI C CENTRAL INDEX KEY: 0001338665 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25232 FILM NUMBER: 14576266 MAIL ADDRESS: STREET 1: 4025 S RIVERPOINT PKWY CITY: PHOENIX STATE: AZ ZIP: 85040 4 1 wf-form4_139163457022372.xml FORM 4 X0306 4 2014-02-03 0 0000929887 APOLLO EDUCATION GROUP INC APOL 0001338665 BISHOP TERRI C 4025 S. RIVERPOINT PKWY PHOENIX AZ 85040 1 1 0 0 Vice Chairman Class A Common Stock 47844 D Class A Common Stock 2014-02-03 4 S 0 2000 32.1994 D 20295 I Tom & Terri Bishop, TTEES Bishop Family Living Trust Dtd 2/24/99 Rstd 7/11/03 Includes (i) 25,676 shares of the Issuer's Class A common stock subject to RSUs granted August 13, 2013, (ii) 2,331 shares of the Issuer's Class A common stock subject to RSUs granted May 1, 2013, (iii) 9,495 shares of the Issuer's Class A common stock subject to RSUs granted July 2, 2012, (iv) 5,610 shares of the Issuer's Class A common stock subject to RSUs granted July 6, 2011, and (v) 4,732 shares of the Issuer's Class A common stock subject to RSUs granted July 6, 2010. The 25,676 shares underlying the August 13, 2013 RSUs will be issued when those units vest (subject to an initial performance-vesting requirement) in a series of four successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the August 31, 2014, August 13, 2015, August 13, 2016, and August 13, 2017 vesting dates. The 2,331 shares underlying the May 1, 2013 RSUs will be issued when those units vest in a (footnote continued below) (continued from footnote 1 above) series of three successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the July 2, 2014, July 2, 2015, and July 2, 2016 vesting dates. The 9,495 shares underlying the July 2, 2012 RSUs will be issued when those units vest in a series of three successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the July 2, 2014, July 2, 2015, and July 2, 2016 vesting dates. The 5,610 shares underlying the July 6, 2011 RSUs will be issued when those units vest in a series of two successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the July 6, 2014 and July 6, 2015 vesting dates. (footnote continued below) (continued from footnote 2 above) The 4,732 shares underlying the July 6, 2010 RSUs will be issued when those units vest upon the Reporting Person's continuation in service with the Issuer through the July 6, 2014 vesting date. All of the RSUs are subject to accelerated vesting upon certain changes in ownership or control of the Issuer. Does not include (i) 1,983 target shares of the Issuer's Class A common stock subject to the performance share award made to the Reporting Person on July 2, 2012 or (ii) 2,766 target shares of the Issuer's Class A common stock subject to the performance share award made to the Reporting Person on July 6, 2011. Those awards will not actually convert into any shares of the Issuer's Class A common stock unless the applicable performance goals are attained at threshold level or above. The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 25, 2013. Represents the weighted average sale price per share. The actual sale prices ranged from a low of $32.00 to a high of $32.35. The Reporting Person will provide upon request by the Securities and Exchange Commission, the Issuer or any security holder of the Issuer full information regarding the number of shares sold at each separate price. Over a period ranging from August 13, 2010 to October 21, 2013, the Reporting Person transferred a total of 39,906 shares directly held by her into the Tom & Terri Bishop, TTEES Bishop Family Living Trust dated February 24, 1999 ("Trust"), of which the Reporting Person is the co-trustee and beneficiary. Following the transfers, the Reporting Person indirectly owned such transferred shares through the Trust. The transfers resulted in a change only in the form of beneficial ownership and, per Rule 16a-13 under the Securities Exchange Act (the "Act"), were not reportable transactions under Section 16 of the Act. Over a period ranging from July 6, 2011 to January 12, 2012, the Reporting Person's Trust sold 17,611 of these transferred shares in various transactions, all of which were properly and timely reported on previous Form 4's filed by the Reporting Person. By self as co-trustee and beneficiary of the Tom & Terri Bishop, TTEES Bishop Family Living Trust dated February 24, 1999. By Brian L. Swartz for Terri C. Bishop 2014-02-05