0000929887-14-000002.txt : 20140103 0000929887-14-000002.hdr.sgml : 20140103 20140103183530 ACCESSION NUMBER: 0000929887-14-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140102 FILED AS OF DATE: 20140103 DATE AS OF CHANGE: 20140103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APOLLO EDUCATION GROUP INC CENTRAL INDEX KEY: 0000929887 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 860419443 STATE OF INCORPORATION: AZ FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: 4025 S. RIVERPOINT PARKWAY CITY: PHOENIX STATE: AZ ZIP: 85040 BUSINESS PHONE: 4809665394 MAIL ADDRESS: STREET 1: 4025 S. RIVERPOINT PARKWAY CITY: PHOENIX STATE: AZ ZIP: 85040 FORMER COMPANY: FORMER CONFORMED NAME: APOLLO GROUP INC DATE OF NAME CHANGE: 19940912 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Newton Frederick James CENTRAL INDEX KEY: 0001494320 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25232 FILM NUMBER: 14507474 MAIL ADDRESS: STREET 1: 4025 S. RIVERPOINT PKWY. STREET 2: MS CF-KX04 CITY: PHOENIX STATE: AZ ZIP: 85040 4 1 wf-form4_138879212010298.xml FORM 4 X0306 4 2014-01-02 0 0000929887 APOLLO EDUCATION GROUP INC APOL 0001494320 Newton Frederick James 4025 S. RIVERPOINT PKWY PHOENIX AZ 85040 0 1 0 0 SR VP, Chief HR Officer Class A Common Stock 2014-01-02 4 S 0 2600 27.12 D 58558 D The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 25, 2013. Includes (i) 28,168 shares of the Issuer's Class A common stock subject to RSUs granted August 13, 2013, (ii) 3,304 shares of the Issuer's Class A common stock subject to RSUs granted July 2, 2012, (iii) 10,113 shares of the Issuer's Class A common stock subject to RSUs granted July 2, 2012, (iv) 4,424 shares of the Issuer's Class A common stock subject to RSUs granted July 6, 2011, and (v) 1,257 shares of the Issuer's Class A common stock subject to RSUs granted July 6, 2010. The 28,168 shares underlying the August 13, 2013 RSUs listed in (i) above will be issued when those units vest (subject to an initial performance-vesting requirement) in a series of four successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the August 31, 2014, August 13, 2015, August 13, 2016, and August 13, 2017 vesting dates. The August 13, 2013 RSUs are also subject to accelerated vesting in the event the (footnote continued below) (continued from footnote 2 above) Reporting Person's employment terminates under certain specified circumstances during the service-vesting period. The 3,304 shares underlying the July 2, 2012 RSUs listed in (ii) above will be issued when those units vest in a series of two successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the July 2, 2014 and July 2, 2015 vesting dates. The 10,113 shares underlying the July 2, 2012 RSUs listed in (iii) above will be issued when those units vest in a series of three successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the July 2, 2014, July 2, 2015, and July 2, 2016 vesting dates. (footnote continued below) (continued from footnote 3 above) The 4,424 shares underlying the July 6, 2011 RSUs listed in (iv) above will be issued when those units vest in a series of two successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the July 6, 2014 and July 6, 2015 vesting dates. The 1,257 shares underlying the July 6, 2010 RSUs listed in (v) above will be issued when those units vest upon the Reporting Person's continuation in service with the Issuer through the July 6, 2014 vesting date. All of the RSUs are subject to accelerated vesting upon certain changes in ownership or control of the Issuer. Does not include (i) 2,478 target shares of the Issuer's Class A common stock subject to the performance share award made to the Reporting Person on July 2, 2012, (ii) 357 target shares of the Issuer's Class A common stock subject to the performance share award made to the Reporting Person on October 5, 2011, or (iii) 1,266 target shares of the Issuer's Class A common stock subject to the performance share award made to the Reporting Person on July 6, 2011. Those awards will not actually convert into any shares of the Issuer's Class A common stock unless the applicable performance goals are attained at threshold level or above. By Brian L. Swartz for Frederick James Newton 2014-01-03