0000929887-13-000181.txt : 20131218 0000929887-13-000181.hdr.sgml : 20131218 20131218173623 ACCESSION NUMBER: 0000929887-13-000181 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131216 FILED AS OF DATE: 20131218 DATE AS OF CHANGE: 20131218 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APOLLO EDUCATION GROUP INC CENTRAL INDEX KEY: 0000929887 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 860419443 STATE OF INCORPORATION: AZ FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: 4025 S. RIVERPOINT PARKWAY CITY: PHOENIX STATE: AZ ZIP: 85040 BUSINESS PHONE: 4809665394 MAIL ADDRESS: STREET 1: 4025 S. RIVERPOINT PARKWAY CITY: PHOENIX STATE: AZ ZIP: 85040 FORMER COMPANY: FORMER CONFORMED NAME: APOLLO GROUP INC DATE OF NAME CHANGE: 19940912 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bowling James Mitchell CENTRAL INDEX KEY: 0001593294 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25232 FILM NUMBER: 131286187 MAIL ADDRESS: STREET 1: 4025 S RIVERPOINT PKWY STREET 2: MS CF-K808 CITY: PHOENIX STATE: AZ ZIP: 85040 4 1 wf-form4_138740617239633.xml FORM 4 X0306 4 2013-12-16 0 0000929887 APOLLO EDUCATION GROUP INC APOL 0001593294 Bowling James Mitchell 4025 S. RIVERPOINT PKWY PHOENIX AZ 85040 0 1 0 0 COO Class A Common Stock 2013-12-16 4 A 0 26756 0 A 26756 D Class A Common Stock 2013-12-16 4 A 0 77550 0 A 104306 D Non-Qualified Stock Option (right to buy) 25.79 2013-12-16 4 A 0 31076 0 A 2019-12-15 Class A Common Stock 31076.0 31076 D Represents shares of the Issuer's Class A common stock underlying restricted stock units ("RSUs") granted to the Reporting Person. The RSUs are subject to both performance-vesting and service-vesting requirements. Should the performance objective be attained, then 25% of the RSUs will vest upon the Reporting Person's continuation in service with the Issuer through August 31, 2014, and the balance will vest in a series of three successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the second, third and fourth anniversaries of the December 16, 2013 grant date, subject to accelerated vesting upon certain changes in ownership or control of the Issuer. The shares of the Issuer's Class A common stock underlying the RSUs will, in general, be issued as the RSUs vest. The RSUs reported in line 1 and line 2 include dividend equivalent rights pursuant to which the Reporting Person will be credited with the same dividends on the shares of the Issuer's Class A common stock underlying the RSU grant that the Reporting Person would have received had those shares been actually outstanding at the time any dividends are paid on the Issuer's outstanding Class A common stock. The credited dividends will be paid to the Reporting Person at the same time the vested shares of the Issuer's Class A common stock to which they relate are issued under the RSU grant. When the vested shares of the Issuer's Class A common stock underlying the RSUs become issuable following the satisfaction of the applicable performance-vesting and service-vesting requirements, a portion of those shares will be withheld by the Issuer to cover the applicable withholding taxes. Includes 26,756 shares of the Issuer's Class A common stock subject to the reported RSU award in line 1. Represents shares of the Issuer's Class A common stock underlying RSUs granted to the Reporting Person. The RSUs are subject to both performance-vesting and service-vesting requirements. Should the performance objective be attained, then 20% of the RSUs will vest upon the Reporting Person's continuation in service with the Issuer through August 31, 2014, and the balance will vest in two successive equal annual installments upon the Reporting Person's continuation in service with the Issuer through the December 16, 2015 and December 16, 2016 vesting dates, subject to accelerated vesting upon certain changes in ownership or control of the Issuer. The underlying shares of the Issuer's of Class A common stock will, in general, be issued as the RSUs vest. Includes 77,550 shares of the Issuer's Class A common stock subject to the reported RSU award in line 2. The option will vest and become exercisable for the underlying shares of the Issuer's Class A common stock in a series of four successive equal annual installments on each of the first four one-year anniversaries of the December 16, 2013 grant date upon the Reporting Person's continuation in service with the Issuer through each such annual vesting date, subject to accelerated vesting upon certain changes in ownership or control of the Issuer. FOR J MITCHELL BOWLING BY BRIAN L. SWARTZ 2013-12-18