0000929887-13-000164.txt : 20131107 0000929887-13-000164.hdr.sgml : 20131107 20131107193509 ACCESSION NUMBER: 0000929887-13-000164 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131028 FILED AS OF DATE: 20131107 DATE AS OF CHANGE: 20131107 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APOLLO GROUP INC CENTRAL INDEX KEY: 0000929887 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 860419443 STATE OF INCORPORATION: AZ FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: 4615 EAST ELWOOD ST CITY: PHOENIX STATE: AZ ZIP: 85040 BUSINESS PHONE: 6029665394 MAIL ADDRESS: STREET 1: 4615 E ELWOOD STREET CITY: PHOENIX STATE: AZ ZIP: 85040 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SPERLING PETER V CENTRAL INDEX KEY: 0001213138 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25232 FILM NUMBER: 131202248 MAIL ADDRESS: STREET 1: 4615 E ELWOOD CITY: PHOENIX STATE: AZ ZIP: 85040 4 1 wf-form4_138387089874504.xml FORM 4 X0306 4 2013-10-28 0 0000929887 APOLLO GROUP INC APOL 0001213138 SPERLING PETER V 4025 S. RIVERPOINT PKWY PHOENIX AZ 85040 1 1 0 0 Chairman of the Board Class A Common Stock 2677689 D Class A Common Stock 2013-10-28 4 S 0 100000 27.827 D 800000 I John Sperling 1994 Irrevocable Trust Class A Common Stock 551156 I Peter V. Sperling Revocable Trust Includes (i) 26,920 shares of the Issuer's Class A common stock subject to RSUs granted August 13, 2013, (ii) 7,884 shares of the Issuer's Class A common stock subject to RSUs granted on May 1, 2013, (iii) 6,243 shares of the Issuer's Class A common stock subject to RSUs granted on July 2, 2012, (iv) 2,812 shares of the Issuer's Class A common stock subject to RSUs granted on July 6, 2011, and (v) 822 shares of the Issuer's Class A common stock subject to RSUs granted on July 6, 2010. The 26,920 shares underlying the August 13, 2013 RSUs will be issued when those units vest (subject to an initial performance-vesting requirement) in a series of four successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the August 31, 2014, August 13, 2015, August 13, 2016, and August 13, 2017 vesting dates. The 7,884 shares underlying the May 1, 2013 RSUs will be issued when those units vest in a series of three (footnote continued below) (continued from footnote 1 above) successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the July 2, 2014, July 2, 2015, and July 2, 2016 vesting dates. The 6,243 shares underlying the July 2, 2012 RSUs will be issued when those units vest in a series of three successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the July 2, 2014, July 2, 2015, and July 2, 2016 vesting dates. The 2,812 shares underlying the July 6, 2011 RSUs will be issued when those units vest in a series of two successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the July 6, 2014 and July 6, 2015 vesting dates. The 822 shares underlying the July 6, 2010 RSUs will be issued when those units vest upon the Reporting Person's continuation in service with the Issuer through the July 6, 2014 vesting date. (footnote continued below) (continued from footnote 2 above) All of the RSUs are subject to accelerated vesting upon certain changes in ownership or control of the Issuer. Does not include (i) 705 target shares of the Issuer's Class A common stock subject to the performance share award made to the Reporting Person on July 2, 2012, (ii) 330 target shares of the Issuer's Class A common stock subject to the performance share award made to the Reporting Person on July 6, 2011 or (iii) 1,161 target shares of the Issuer's Class A common stock subject to the performance share award made to the Reporting Person on July 6, 2010. Those awards will not actually convert into any shares of the Issuer's Class A common stock unless the applicable performance goals are attained at threshold level or above. The reported transaction was effected by the John Sperling 1994 Irrevocable Trust of which the Reporting Person is a co-trustee and beneficiary. Represents the weighted average sale price per share. The actual sale prices ranged from a low of $27.65 to a high of $28.01. The Reporting Person will provide upon request by the Securities and Exchange Commission, the Issuer or any security holder of the Issuer full information regarding the number of shares sold at each separate price. By self as co-trustee and beneficiary of the John Sperling 1994 Irrevocable Trust dated April 27, 1994. By self as trustee and beneficiary of the Peter V. Sperling Revocable Trust dated January 31, 1995. By Brian L. Swartz for Peter V. Sperling 2013-11-07