0000929887-13-000144.txt : 20131018 0000929887-13-000144.hdr.sgml : 20131018 20131018131054 ACCESSION NUMBER: 0000929887-13-000144 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131017 FILED AS OF DATE: 20131018 DATE AS OF CHANGE: 20131018 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APOLLO GROUP INC CENTRAL INDEX KEY: 0000929887 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 860419443 STATE OF INCORPORATION: AZ FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: 4615 EAST ELWOOD ST CITY: PHOENIX STATE: AZ ZIP: 85040 BUSINESS PHONE: 6029665394 MAIL ADDRESS: STREET 1: 4615 E ELWOOD STREET CITY: PHOENIX STATE: AZ ZIP: 85040 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Martin Sean CENTRAL INDEX KEY: 0001500332 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25232 FILM NUMBER: 131158975 MAIL ADDRESS: STREET 1: 4025 S RIVERPOINT PKWY CITY: PHOENIX STATE: AZ ZIP: 85040 4 1 wf-form4_138211624475284.xml FORM 4 X0306 4 2013-10-17 0 0000929887 APOLLO GROUP INC APOL 0001500332 Martin Sean 4025 S. RIVERPOINT PKWY PHOENIX AZ 85040 0 1 0 0 SVP, General Counsel Class A Common Stock 2013-10-17 4 F 0 1539 21.10 D 119376 D Represents shares of the Issuer's Class A common stock withheld to satisfy the Issuer's tax withholding obligation upon the vesting of restricted stock units (RSUs) and the issuance of the underlying shares of the Issuer's Class A common stock. Includes (i) 24,930 shares of the Issuer's Class A common stock subject to RSUs granted August 13, 2013, (ii) 46,860 shares of the Issuer's Class A common stock subject to RSUs granted August 13, 2013, (iii) 14,241 shares of the Issuer's Class A common stock subject to RSUs granted July 2, 2012, (iv) 6,532 shares of the Issuer's Class A common stock subject to RSUs granted July 6, 2011, (v) 2,256 shares of the Issuer's Class A common stock subject to RSUs granted October 15, 2010, and (vi) 2,300 shares of the Issuer's Class A common stock subject to RSUs granted October 15, 2010. The 24,930 shares underlying the August 13, 2013 RSUs listed in (i) above will be issued when those units vest (subject to an initial performance-vesting requirement) in a series of three successive installments over the Reporting Person's period of service with the Issuer as follows: 20% of the RSUs will vest upon the Reporting Person's continuation in service through the (footnote continued below) (continued from footnote 2 above) August 31, 2014 vesting date, and the balance will vest in two successive equal annual installments upon the Reporting Person's continuation in service through each of the August 13, 2015 and August 13, 2016 vesting dates. The 46,860 shares underlying the August 13, 2013 RSUs listed in (ii) above will be issued when those units vest (subject to an initial performance-vesting requirement) in a series of four successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the August 31, 2014, August 13, 2015, August 13, 2016, and August 13, 2017 vesting dates. The 14,241 shares underlying the July 2, 2012 RSUs will be issued when those units vest in a series of three successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the July 2, 2014,(footnote continued below) (continued from footnote 3 above) July 2, 2015, and July 2, 2016 vesting dates. The 6,532 shares underlying the July 6, 2011 RSUs will be issued when those units vest in a series of two successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the July 6, 2014 and July 6, 2015 vesting dates. The 2,256 shares underlying the October 15, 2010 RSUs described in (v) above will be issued when those units vest upon the Reporting Person's continuation in service with the Issuer through the October 15, 2014 vesting date. The 2,300 shares underlying the October 15, 2010 RSUs described in (vi) above will be issued when those units vest upon the Reporting Person's continuation in service with the Issuer through the July 6, 2014 vesting date. All of the RSUs are subject to accelerated vesting upon certain changes in ownership or control of the Issuer. Does not include (i) 5,781 target shares of the Issuer's Class A common stock subject to the performance share award made to the Reporting Person on July 2, 2012, (ii) 594 target shares of the Issuer's Class A common stock subject to the performance share award made to the Reporting Person on October 5, 2011, (iii) 3,162 target shares of the Issuer's Class A common stock subject to the performance share award made to the Reporting Person on July 6, 2011 or (iv) 3,249 target shares of the Issuer's Class A common stock subject to the performance share award made to the Reporting Person on October 15, 2010. Those awards will not actually convert into any shares of the Issuer's Class A common stock unless the applicable performance goals are attained at threshold level or above. By Brian L. Swartz for Sean Martin 2013-10-18