0000929887-13-000128.txt : 20130917 0000929887-13-000128.hdr.sgml : 20130917 20130917181529 ACCESSION NUMBER: 0000929887-13-000128 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130915 FILED AS OF DATE: 20130917 DATE AS OF CHANGE: 20130917 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APOLLO GROUP INC CENTRAL INDEX KEY: 0000929887 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 860419443 STATE OF INCORPORATION: AZ FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: 4615 EAST ELWOOD ST CITY: PHOENIX STATE: AZ ZIP: 85040 BUSINESS PHONE: 6029665394 MAIL ADDRESS: STREET 1: 4615 E ELWOOD STREET CITY: PHOENIX STATE: AZ ZIP: 85040 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Iverson Gregory James CENTRAL INDEX KEY: 0001456658 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25232 FILM NUMBER: 131102304 MAIL ADDRESS: STREET 1: 4025 S. RIVERPOINT PARKWAY STREET 2: CF-K809 CITY: PHOENIX STATE: AZ ZIP: 85040 4 1 wf-form4_137945611863646.xml FORM 4 X0306 4 2013-09-15 0 0000929887 APOLLO GROUP INC APOL 0001456658 Iverson Gregory James 4025 S. RIVERPOINT PKWY PHOENIX AZ 85040 0 1 0 0 VP, CAO & Controller Class A Common Stock 2013-09-15 4 F 0 661 20.81 D 44111 D Represents shares of the Issuer's Class A common stock withheld to satisfy the Issuer's tax withholding obligation upon the vesting of restricted stock units (RSUs) and the issuance of the underlying shares of Class A common stock. Includes (i) 20,940 shares of the Issuer's Class A common stock subject to RSUs granted August 13, 2013, (ii) 2,065 shares of the Issuer's Class A common stock subject to RSUs granted July 2, 2012, (iii) 9,688 shares of the Issuer's Class A common stock subject to RSUs granted July 2, 2012, (iv) 3,204 shares of the Issuer's Class A common stock subject to RSUs granted July 6, 2011, and (v) 880 shares of the Issuer's Class A common stock subject to RSUs granted July 6, 2010. The 20,940 shares underlying the August 13, 2013 RSUs will be issued when those units vest (subject to an initial performance-vesting requirement) in a series of four successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the August 31, 2014, August 13, 2015, August 13, 2016, and August 13, 2017 vesting dates. The 2,065 shares underlying the July 2, 2012 RSUs listed in (ii) above will be issued when those units vest (footnote continued below) (continued from footnote 2 above) (subject to an initial performance-vesting requirement) in a series of three successive installments over the Reporting Person's continuation in service with the Issuer as follows: 20% of the RSUs will vest upon the Reporting Person's continuation in service with the Issuer through August 31, 2013, and the balance will vest in two successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the July 2, 2014 and July 2, 2015 vesting dates. The 9,688 shares underlying the July 2, 2012 RSUs listed in (iii) above will be issued when those units vest (subject to an initial performance-vesting requirement) in a series of four successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the August 31, 2013, July 2, 2014, July 2, 2015, and July 2, 2016 vesting dates. The 3,204 shares underlying the July 6, 2011 RSUs (footnote continued below) (continued from footnote 3 above) will be issued when those units vest in a series of two successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the July 6, 2014 and July 6, 2015 vesting dates. The 880 shares underlying the July 6, 2010 RSUs will be issued when those units vest upon the Reporting Person's continuation in service with the Issuer through the July 6, 2014 vesting date. All of the RSUs are subject to accelerated vesting upon certain changes in ownership or control of the Issuer. Does not include (i) 1,047 target shares of the Issuer's Class A common stock subject to the performance share award made to the Reporting Person on July 2, 2012, (ii) 180 target shares of the Issuer's Class A common stock subject to the performance share (footnote continued below) (continued from footnote 4 above) award made to the Reporting Person on October 5, 2011, (iii) 432 target shares of the Issuer's Class A common stock subject to the performance share award made to the Reporting Person on July 6, 2011, or (iv) 1,245 target shares of the Issuer's Class A common stock subject to the performance share award made to the Reporting Person on July 6, 2010. Those awards will not actually convert into any shares of the Issuer's Class A common stock unless the applicable performance goals are attained at threshold level or above. Gregory J. Iverson 2013-09-17