0000929887-13-000068.txt : 20130709 0000929887-13-000068.hdr.sgml : 20130709 20130709164012 ACCESSION NUMBER: 0000929887-13-000068 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130706 FILED AS OF DATE: 20130709 DATE AS OF CHANGE: 20130709 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APOLLO GROUP INC CENTRAL INDEX KEY: 0000929887 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 860419443 STATE OF INCORPORATION: AZ FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: 4615 EAST ELWOOD ST CITY: PHOENIX STATE: AZ ZIP: 85040 BUSINESS PHONE: 6029665394 MAIL ADDRESS: STREET 1: 4615 E ELWOOD STREET CITY: PHOENIX STATE: AZ ZIP: 85040 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Martin Sean CENTRAL INDEX KEY: 0001500332 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25232 FILM NUMBER: 13960035 MAIL ADDRESS: STREET 1: 4025 S RIVERPOINT PKWY CITY: PHOENIX STATE: AZ ZIP: 85040 4 1 wf-form4_137340240255851.xml FORM 4 X0306 4 2013-07-06 0 0000929887 APOLLO GROUP INC APOL 0001500332 Martin Sean 4025 S. RIVERPOINT PKWY PHOENIX AZ 85040 0 1 0 0 SVP, General Counsel Class A Common Stock 2013-07-06 4 F 0 1803 17.94 D 50060 D Represents shares of the Issuer's Class A common stock withheld to satisfy the Issuer's tax withholding obligation upon the vesting of restricted stock units (RSUs) and the issuance of the underlying shares of the Issuer's Class A common stock. Includes (i) 18,988 shares of the Issuer's Class A common stock subject to RSUs granted July 2, 2012, (ii) 6,532 shares of the Issuer's Class A common stock subject to RSUs granted July 6, 2011, (iii) 1,420 shares of the Issuer's Class A common stock subject to RSUs granted January 14, 2011, (iv) 4,512 shares of the Issuer's Class A common stock subject to RSUs granted October 15, 2010, and (v) 2,300 shares of the Issuer's Class A common stock subject to RSUs granted October 15, 2010. The 18,988 shares underlying the July 2, 2012 RSUs will be issued when those units vest (subject to an initial performance-vesting requirement) in a series of four successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the August 31, 2013, July 2, 2014, July 2, 2015, and July 2, 2016 vesting dates. The 6,532 shares (footnote continued below) (continued from footnote 2 above) underlying the July 6, 2011 RSUs will be issued when those units vest in a series of two successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the July 6, 2014 and July 6, 2015 vesting dates. The 1,420 shares underlying the January 14, 2011 RSUs will be issued when those units vest upon the Reporting Person's continuation in service with the Issuer through the September 15, 2013 vesting date. The January 14, 2011 RSUs will vest in full on an accelerated basis upon an involuntary termination of the Reporting Person's service without cause. The 4,512 shares underlying the October 15, 2010 RSUs described in (iv) above will be issued when those units (footnote continued below) (continued from footnote 3 above) vest in a series of two successive equal annual installments upon the Reporting Person's continuation in service with the Issuer through each of the October 15, 2013, and October 15, 2014 vesting dates. The 2,300 shares underlying the October 15, 2010 RSUs described in (v) above will be issued when those units vest upon the Reporting Person's continuation in service with the Issuer through the July 6, 2014 vesting date. All of the RSUs are subject to accelerated vesting upon certain changes in ownership or control of the Issuer. Does not include (i) 5,781 target shares of the Issuer's Class A common stock subject to the performance share award made to the Reporting Person on July 2, 2012, (ii) 594 target shares of the Issuer's Class A common stock subject to the performance share award made to the Reporting Person on October 5, 2011, (iii) 3,162 target shares of the Issuer's Class A common stock subject to the performance share award made to the Reporting Person on July 6, 2011 or (iv) 3,249 target shares of the Issuer's Class A common stock subject to the performance share award made to the Reporting Person on October 15, 2010. Those awards will not actually convert into any shares of the Issuer's Class A common stock unless the applicable performance goals are attained at threshold level or above. Also includes 217 and 128 shares of the Issuer's Class A common stock acquired under the Issuer's Employee Stock Purchase Plan on January 8, 2013 and April 5, 2013, respectively, which were not previously reported. By Joseph L. D'Amico for Sean Martin 2013-07-09