0000929887-13-000048.txt : 20130705
0000929887-13-000048.hdr.sgml : 20130704
20130705132555
ACCESSION NUMBER: 0000929887-13-000048
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130702
FILED AS OF DATE: 20130705
DATE AS OF CHANGE: 20130705
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: APOLLO GROUP INC
CENTRAL INDEX KEY: 0000929887
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200]
IRS NUMBER: 860419443
STATE OF INCORPORATION: AZ
FISCAL YEAR END: 0831
BUSINESS ADDRESS:
STREET 1: 4615 EAST ELWOOD ST
CITY: PHOENIX
STATE: AZ
ZIP: 85040
BUSINESS PHONE: 6029665394
MAIL ADDRESS:
STREET 1: 4615 E ELWOOD STREET
CITY: PHOENIX
STATE: AZ
ZIP: 85040
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pepicello William John
CENTRAL INDEX KEY: 0001366177
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-25232
FILM NUMBER: 13955381
MAIL ADDRESS:
STREET 1: 4615 E ELWOOD ST
CITY: PHOENIX
STATE: AZ
ZIP: 85040
4
1
wf-form4_137304514462763.xml
FORM 4
X0306
4
2013-07-02
0
0000929887
APOLLO GROUP INC
APOL
0001366177
Pepicello William John
4025 S. RIVERPOINT PKWY
PHOENIX
AZ
85040
0
1
0
0
President-UOPX
Class A Common Stock
2013-07-02
4
F
0
939
18.08
D
63967
D
Represents shares of the Issuer's Class A common stock withheld to satisfy the Issuer's tax withholding obligation upon the vesting of restricted stock units (RSUs) and the issuance of the underlying shares of the Issuer's Class A common stock.
Includes (i) 22,772 shares of the Issuer's Class A common stock subject to RSUs granted July 2, 2012, (ii) 11,970 shares of the Issuer's Class A common stock subject to RSUs granted July 6, 2011, (iii) 7,564 shares of the Issuer's Class A common stock subject to RSUs granted January 14, 2011, and (iv) 6,170 shares of the Issuer's Class A common stock subject to RSUs granted July 6, 2010. The 22,772 shares underlying the July 2, 2012 RSUs will be issued when those units vest (subject to an initial performance-vesting requirement) in a series of four successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the August 31, 2013, July 2, 2014, July 2, 2015 and July 2, 2016 vesting dates. (footnote continued below)
(continued from footnote 2 above) The 11,970 shares underlying the July 6, 2011 RSUs will be issued when those units vest in a series of three successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the July 6, 2013, July 6, 2014, and July 6, 2015 vesting dates. The 7,564 shares underlying the January 14, 2011 RSUs will be issued when those units vest upon the Reporting Person's continuation in service with the Issuer through the September 15, 2013 vesting date. (footnote continued below)
(continued from footnote 3 above) The January 14, 2011 RSUs will vest in full on an accelerated basis upon an involuntary termination of the Reporting Person's service without cause. The 6,170 shares underlying the July 6, 2010 RSUs will be issued when those units vest in a series of two successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the July 6, 2013, and July 6, 2014 vesting dates. All of the RSUs are subject to accelerated vesting upon certain changes in ownership or control of the Issuer.
Does not include (i) 8,049 target shares of the Issuer's Class A common stock subject to the performance share award made to the Reporting Person on July 2, 2012, (ii) 5,136 target shares of the Issuer's Class A common stock subject to the performance share award made to the Reporting Person on July 6, 2011 or (iii) 4,356 target shares of the Issuer's Class A common stock subject to the performance share award made to the Reporting Person on July 6, 2010. Those awards will not actually convert into any shares of the Issuer's Class A common stock unless the applicable performance goals are attained at threshold level or above.
By Joseph L. D'Amico for William J Pepicello
2013-07-05